PHILLIP SECURITIES (HONG KONG) LIMITED 輝立証券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-17 | 6 | 338 | 344 | 98.26% |
| 2023-12-31 | 6 | 346 | 352 | 98.30% |
| 2022-12-31 | 6 | 391 | 397 | 98.49% |
| 2021-12-31 | 6 | 417 | 423 | 98.58% |
| 2020-12-31 | 6 | 430 | 436 | 98.62% |
| 2019-12-31 | 6 | 425 | 431 | 98.61% |
| 2018-12-31 | 6 | 438 | 444 | 98.65% |
| 2017-12-31 | 6 | 445 | 451 | 98.67% |
| 2016-12-31 | 6 | 486 | 492 | 98.78% |
| 2015-12-31 | 6 | 530 | 536 | 98.88% |
| 2014-12-31 | 6 | 576 | 582 | 98.97% |
| 2013-12-31 | 6 | 580 | 586 | 98.98% |
| 2012-12-31 | 6 | 590 | 596 | 98.99% |
| 2011-12-31 | 6 | 673 | 679 | 99.12% |
| 2010-12-31 | 6 | 699 | 705 | 99.15% |
| 2009-12-31 | 6 | 707 | 713 | 99.16% |
| 2008-12-31 | 6 | 683 | 689 | 99.13% |
| 2007-12-31 | 7 | 630 | 637 | 98.90% |
| 2006-12-31 | 4 | 474 | 478 | 99.16% |
| 2005-12-31 | 5 | 410 | 415 | 98.80% |
| 2004-12-31 | 4 | 342 | 346 | 98.84% |
| 2003-12-31 | 4 | 239 | 243 | 98.35% |
| 2003-03-31 | 5 | 217 | 222 | 97.75% |
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