CHIEF SECURITIES LIMITED 致富證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-19 | 12 | 109 | 121 | 90.08% |
| 2023-12-31 | 12 | 112 | 124 | 90.32% |
| 2022-12-31 | 13 | 116 | 129 | 89.92% |
| 2021-12-31 | 16 | 137 | 153 | 89.54% |
| 2020-12-31 | 14 | 151 | 165 | 91.52% |
| 2019-12-31 | 13 | 141 | 154 | 91.56% |
| 2018-12-31 | 10 | 159 | 169 | 94.08% |
| 2017-12-31 | 10 | 161 | 171 | 94.15% |
| 2016-12-31 | 8 | 156 | 164 | 95.12% |
| 2015-12-31 | 8 | 158 | 166 | 95.18% |
| 2014-12-31 | 7 | 146 | 153 | 95.42% |
| 2013-12-31 | 7 | 150 | 157 | 95.54% |
| 2012-12-31 | 5 | 155 | 160 | 96.88% |
| 2011-12-31 | 5 | 161 | 166 | 96.99% |
| 2010-12-31 | 5 | 153 | 158 | 96.84% |
| 2009-12-31 | 3 | 142 | 145 | 97.93% |
| 2008-12-31 | 3 | 110 | 113 | 97.35% |
| 2007-12-31 | 3 | 99 | 102 | 97.06% |
| 2006-12-31 | 4 | 73 | 77 | 94.81% |
| 2005-12-31 | 3 | 61 | 64 | 95.31% |
| 2004-12-31 | 3 | 45 | 48 | 93.75% |
| 2003-12-31 | 1 | 33 | 34 | 97.06% |
| 2003-03-31 | 1 | 19 | 20 | 95.00% |
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