ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-23 | 32 | 95 | 127 | 74.80% |
| 2023-12-31 | 27 | 85 | 112 | 75.89% |
| 2022-12-31 | 26 | 81 | 107 | 75.70% |
| 2021-12-31 | 28 | 85 | 113 | 75.22% |
| 2020-12-31 | 28 | 97 | 125 | 77.60% |
| 2019-12-31 | 24 | 110 | 134 | 82.09% |
| 2018-12-31 | 21 | 129 | 150 | 86.00% |
| 2017-12-31 | 16 | 118 | 134 | 88.06% |
| 2016-12-31 | 14 | 50 | 64 | 78.13% |
| 2015-12-31 | 17 | 49 | 66 | 74.24% |
| 2014-12-31 | 16 | 33 | 49 | 67.35% |
| 2013-12-31 | 19 | 26 | 45 | 57.78% |
| 2012-12-31 | 19 | 32 | 51 | 62.75% |
| 2011-12-31 | 9 | 47 | 56 | 83.93% |
| 2010-12-31 | 7 | 51 | 58 | 87.93% |
| 2009-12-31 | 6 | 46 | 52 | 88.46% |
| 2008-12-31 | 2 | 0 | 2 | 0.00% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
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