Waton Securities International Limited 華通證券國際有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-03-28 4 5 9 55.56%
2023-12-31 3 4 7 57.14%
2022-12-31 3 4 7 57.14%
2021-12-31 2 3 5 60.00%
2020-12-31 2 2 4 50.00%
2019-12-31 2 2 4 50.00%
2018-12-31 2 3 5 60.00%
2017-12-31 2 1 3 33.33%
2016-12-31 3 1 4 25.00%
2015-12-31 2 3 5 60.00%
2014-12-31 2 4 6 66.67%
2013-12-31 2 5 7 71.43%
2012-12-31 2 2 4 50.00%
2011-12-31 2 3 5 60.00%
2010-12-31 3 0 3 0.00%
2009-12-31 2 2 4 50.00%
2008-12-31 2 3 5 60.00%
2007-12-31 2 4 6 66.67%
2006-12-31 2 4 6 66.67%
2005-12-31 3 7 10 70.00%
2004-12-31 4 7 11 63.64%
2003-12-31 2 10 12 83.33%
2003-03-31 2 10 12 83.33%

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