NATIXIS ASIA LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-19 | 5 | 110 | 115 | 95.65% |
| 2023-12-31 | 5 | 106 | 111 | 95.50% |
| 2022-12-31 | 5 | 104 | 109 | 95.41% |
| 2021-12-31 | 5 | 99 | 104 | 95.19% |
| 2020-12-31 | 6 | 95 | 101 | 94.06% |
| 2019-12-31 | 5 | 101 | 106 | 95.28% |
| 2018-12-31 | 4 | 109 | 113 | 96.46% |
| 2017-12-31 | 4 | 82 | 86 | 95.35% |
| 2016-12-31 | 3 | 83 | 86 | 96.51% |
| 2015-12-31 | 4 | 70 | 74 | 94.59% |
| 2014-12-31 | 5 | 62 | 67 | 92.54% |
| 2013-12-31 | 4 | 58 | 62 | 93.55% |
| 2012-12-31 | 3 | 54 | 57 | 94.74% |
| 2011-12-31 | 4 | 50 | 54 | 92.59% |
| 2010-12-31 | 3 | 31 | 34 | 91.18% |
| 2009-12-31 | 4 | 33 | 37 | 89.19% |
| 2008-12-31 | 5 | 40 | 45 | 88.89% |
| 2007-12-31 | 3 | 37 | 40 | 92.50% |
| 2006-12-31 | 2 | 19 | 21 | 90.48% |
| 2005-12-31 | 2 | 9 | 11 | 81.82% |
| 2004-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy