RBC INVESTMENT SERVICES (ASIA) LIMITED 加皇投資理財有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 2 | 20 | 22 | 90.91% |
| 2023-12-31 | 3 | 20 | 23 | 86.96% |
| 2022-12-31 | 2 | 26 | 28 | 92.86% |
| 2021-12-31 | 2 | 51 | 53 | 96.23% |
| 2020-12-31 | 3 | 55 | 58 | 94.83% |
| 2019-12-31 | 2 | 53 | 55 | 96.36% |
| 2018-12-31 | 4 | 56 | 60 | 93.33% |
| 2017-12-31 | 4 | 55 | 59 | 93.22% |
| 2016-12-31 | 5 | 62 | 67 | 92.54% |
| 2015-12-31 | 7 | 60 | 67 | 89.55% |
| 2014-12-31 | 6 | 65 | 71 | 91.55% |
| 2013-12-31 | 7 | 66 | 73 | 90.41% |
| 2012-12-31 | 7 | 73 | 80 | 91.25% |
| 2011-12-31 | 6 | 88 | 94 | 93.62% |
| 2010-12-31 | 7 | 85 | 92 | 92.39% |
| 2009-12-31 | 7 | 57 | 64 | 89.06% |
| 2008-12-31 | 5 | 53 | 58 | 91.38% |
| 2007-12-31 | 5 | 43 | 48 | 89.58% |
| 2006-12-31 | 4 | 40 | 44 | 90.91% |
| 2005-12-31 | 4 | 28 | 32 | 87.50% |
| 2004-12-31 | 2 | 31 | 33 | 93.94% |
| 2003-12-31 | 2 | 40 | 42 | 95.24% |
| 2003-03-31 | 2 | 44 | 46 | 95.65% |
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