SOUTH CHINA SECURITIES LIMITED 南華證券投資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 5 | 48 | 53 | 90.57% |
| 2023-12-31 | 6 | 54 | 60 | 90.00% |
| 2022-12-31 | 7 | 51 | 58 | 87.93% |
| 2021-12-31 | 5 | 56 | 61 | 91.80% |
| 2020-12-31 | 8 | 59 | 67 | 88.06% |
| 2019-12-31 | 7 | 84 | 91 | 92.31% |
| 2018-12-31 | 8 | 101 | 109 | 92.66% |
| 2017-12-31 | 9 | 95 | 104 | 91.35% |
| 2016-12-31 | 6 | 106 | 112 | 94.64% |
| 2015-12-31 | 6 | 96 | 102 | 94.12% |
| 2014-12-31 | 6 | 116 | 122 | 95.08% |
| 2013-12-31 | 7 | 127 | 134 | 94.78% |
| 2012-12-31 | 7 | 116 | 123 | 94.31% |
| 2011-12-31 | 5 | 105 | 110 | 95.45% |
| 2010-12-31 | 5 | 102 | 107 | 95.33% |
| 2009-12-31 | 5 | 82 | 87 | 94.25% |
| 2008-12-31 | 2 | 69 | 71 | 97.18% |
| 2007-12-31 | 2 | 77 | 79 | 97.47% |
| 2006-12-31 | 3 | 78 | 81 | 96.30% |
| 2005-12-31 | 4 | 84 | 88 | 95.45% |
| 2004-12-31 | 3 | 88 | 91 | 96.70% |
| 2003-12-31 | 3 | 86 | 89 | 96.63% |
| 2003-03-31 | 3 | 88 | 91 | 96.70% |
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