GOLDMAN SACHS FUTURES (ASIA) LIMITED 高盛期貨(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-25 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2015-12-31 | 17 | 419 | 436 | 96.10% |
| 2014-12-31 | 18 | 369 | 387 | 95.35% |
| 2013-12-31 | 22 | 352 | 374 | 94.12% |
| 2012-12-31 | 23 | 359 | 382 | 93.98% |
| 2011-12-31 | 15 | 297 | 312 | 95.19% |
| 2010-12-31 | 13 | 337 | 350 | 96.29% |
| 2009-12-31 | 14 | 304 | 318 | 95.60% |
| 2008-12-31 | 17 | 288 | 305 | 94.43% |
| 2007-12-31 | 14 | 231 | 245 | 94.29% |
| 2006-12-31 | 10 | 178 | 188 | 94.68% |
| 2005-12-31 | 5 | 151 | 156 | 96.79% |
| 2004-12-31 | 3 | 120 | 123 | 97.56% |
| 2003-12-31 | 3 | 91 | 94 | 96.81% |
| 2003-03-31 | 3 | 88 | 91 | 96.70% |
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