KGI FUTURES (HONG KONG) LIMITED 凱基期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-20 | 18 | 277 | 295 | 93.90% |
| 2023-12-31 | 17 | 282 | 299 | 94.31% |
| 2022-12-31 | 16 | 299 | 315 | 94.92% |
| 2021-12-31 | 14 | 359 | 373 | 96.25% |
| 2020-12-31 | 14 | 383 | 397 | 96.47% |
| 2019-12-31 | 16 | 425 | 441 | 96.37% |
| 2018-12-31 | 13 | 475 | 488 | 97.34% |
| 2017-12-31 | 13 | 482 | 495 | 97.37% |
| 2016-12-31 | 13 | 469 | 482 | 97.30% |
| 2015-12-31 | 11 | 462 | 473 | 97.67% |
| 2014-12-31 | 10 | 434 | 444 | 97.75% |
| 2013-12-31 | 10 | 402 | 412 | 97.57% |
| 2012-12-31 | 9 | 378 | 387 | 97.67% |
| 2011-12-31 | 8 | 363 | 371 | 97.84% |
| 2010-12-31 | 8 | 352 | 360 | 97.78% |
| 2009-12-31 | 10 | 328 | 338 | 97.04% |
| 2008-12-31 | 10 | 268 | 278 | 96.40% |
| 2007-12-31 | 8 | 215 | 223 | 96.41% |
| 2006-12-31 | 8 | 187 | 195 | 95.90% |
| 2005-12-31 | 7 | 171 | 178 | 96.07% |
| 2004-12-31 | 6 | 150 | 156 | 96.15% |
| 2003-12-31 | 4 | 136 | 140 | 97.14% |
| 2003-03-31 | 1 | 142 | 143 | 99.30% |
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