GUOYUAN FUTURES (HONG KONG) LIMITED 國元期貨(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-25 4 31 35 88.57%
2023-12-31 4 30 34 88.24%
2022-12-31 4 37 41 90.24%
2021-12-31 4 39 43 90.70%
2020-12-31 5 46 51 90.20%
2019-12-31 5 49 54 90.74%
2018-12-31 4 53 57 92.98%
2017-12-31 3 57 60 95.00%
2016-12-31 5 58 63 92.06%
2015-12-31 3 40 43 93.02%
2014-12-31 3 41 44 93.18%
2013-12-31 4 29 33 87.88%
2012-12-31 2 17 19 89.47%
2011-12-31 2 13 15 86.67%
2010-12-31 1 10 11 90.91%
2009-12-31 2 9 11 81.82%
2008-12-31 2 5 7 71.43%
2007-12-31 2 0 2 0.00%
2006-12-31 0 0 0 0.00%

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