CMB International Securities Limited 招銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-24 | 19 | 186 | 205 | 90.73% |
| 2023-12-31 | 18 | 188 | 206 | 91.26% |
| 2022-12-31 | 15 | 161 | 176 | 91.48% |
| 2021-12-31 | 17 | 186 | 203 | 91.63% |
| 2020-12-31 | 15 | 154 | 169 | 91.12% |
| 2019-12-31 | 14 | 130 | 144 | 90.28% |
| 2018-12-31 | 12 | 109 | 121 | 90.08% |
| 2017-12-31 | 8 | 83 | 91 | 91.21% |
| 2016-12-31 | 9 | 54 | 63 | 85.71% |
| 2015-12-31 | 4 | 34 | 38 | 89.47% |
| 2014-12-31 | 3 | 23 | 26 | 88.46% |
| 2013-12-31 | 3 | 19 | 22 | 86.36% |
| 2012-12-31 | 4 | 19 | 23 | 82.61% |
| 2011-12-31 | 4 | 22 | 26 | 84.62% |
| 2010-12-31 | 5 | 23 | 28 | 82.14% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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