LGT INVESTMENT MANAGEMENT (ASIA) LIMITED

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-03-29 4 173 177 97.74%
2023-12-31 4 175 179 97.77%
2022-12-31 5 156 161 96.89%
2021-12-31 5 164 169 97.04%
2020-12-31 5 156 161 96.89%
2019-12-31 5 151 156 96.79%
2018-12-31 5 132 137 96.35%
2017-12-31 5 140 145 96.55%
2016-12-31 5 91 96 94.79%
2015-12-31 5 81 86 94.19%
2014-12-31 5 75 80 93.75%
2013-12-31 6 63 69 91.30%
2012-12-31 6 57 63 90.48%
2011-12-31 5 47 52 90.38%
2010-12-31 5 70 75 93.33%
2009-12-31 5 67 72 93.06%
2008-12-31 5 57 62 91.94%
2007-12-31 4 43 47 91.49%
2006-12-31 4 40 44 90.91%
2005-12-31 5 26 31 83.87%
2004-12-31 5 14 19 73.68%
2003-12-31 5 13 18 72.22%
2003-03-31 5 10 15 66.67%

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