HANG SENG INVESTMENT MANAGEMENT LIMITED 恒生投資管理有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-04-25 4 53 57 92.98%
2024-03-31 4 51 55 92.73%
2024-02-29 4 51 55 92.73%
2024-01-31 4 52 56 92.86%
2023-12-31 4 52 56 92.86%
2023-11-30 4 53 57 92.98%
2023-10-31 4 53 57 92.98%
2023-09-30 4 51 55 92.73%
2023-08-31 5 52 57 91.23%
2023-07-31 5 52 57 91.23%
2023-06-30 5 51 56 91.07%
2023-05-31 5 50 55 90.91%
2023-04-30 5 51 56 91.07%
2023-03-31 5 51 56 91.07%
2023-02-28 5 49 54 90.74%
2023-01-31 5 49 54 90.74%
2022-12-31 5 49 54 90.74%
2022-11-30 5 51 56 91.07%
2022-10-31 5 52 57 91.23%
2022-09-30 5 52 57 91.23%
2022-08-31 5 53 58 91.38%
2022-07-31 5 47 52 90.38%
2022-06-30 5 45 50 90.00%
2022-05-31 5 45 50 90.00%
2022-04-30 5 47 52 90.38%
2022-03-31 5 48 53 90.57%
2022-02-28 5 48 53 90.57%
2022-01-31 5 48 53 90.57%
2021-12-31 5 47 52 90.38%
2021-11-30 5 47 52 90.38%
2021-10-31 5 49 54 90.74%
2021-09-30 5 50 55 90.91%
2021-08-31 6 50 56 89.29%
2021-07-31 6 48 54 88.89%
2021-06-30 6 47 53 88.68%
2021-05-31 7 48 55 87.27%
2021-04-30 7 48 55 87.27%
2021-03-31 7 47 54 87.04%
2021-02-28 7 47 54 87.04%
2021-01-31 7 47 54 87.04%
2020-12-31 7 50 57 87.72%
2020-11-30 7 51 58 87.93%
2020-10-31 8 50 58 86.21%
2020-09-30 8 48 56 85.71%
2020-08-31 8 48 56 85.71%
2020-07-31 8 48 56 85.71%
2020-06-30 8 48 56 85.71%
2020-05-31 8 47 55 85.45%
2020-04-30 8 47 55 85.45%
2020-03-31 8 47 55 85.45%
2020-02-29 8 47 55 85.45%
2020-01-31 8 47 55 85.45%
2019-12-31 8 49 57 85.96%
2019-11-30 8 49 57 85.96%
2019-10-31 8 50 58 86.21%
2019-09-30 8 49 57 85.96%
2019-08-31 8 46 54 85.19%
2019-07-31 9 45 54 83.33%
2019-06-30 9 46 55 83.64%
2019-05-31 8 46 54 85.19%
2019-04-30 8 45 53 84.91%
2019-03-31 8 42 50 84.00%
2019-02-28 8 41 49 83.67%
2019-01-31 8 41 49 83.67%
2018-12-31 8 42 50 84.00%
2018-11-30 8 42 50 84.00%
2018-10-31 8 42 50 84.00%
2018-09-30 8 40 48 83.33%
2018-08-31 8 40 48 83.33%
2018-07-31 8 41 49 83.67%
2018-06-30 8 40 48 83.33%
2018-05-31 9 40 49 81.63%
2018-04-30 8 41 49 83.67%
2018-03-31 8 39 47 82.98%
2018-02-28 8 37 45 82.22%
2018-01-31 8 34 42 80.95%
2017-12-31 7 37 44 84.09%
2017-11-30 7 37 44 84.09%
2017-10-31 7 35 42 83.33%
2017-09-30 7 36 43 83.72%
2017-08-31 7 39 46 84.78%
2017-07-31 7 41 48 85.42%
2017-06-30 6 43 49 87.76%
2017-05-31 8 43 51 84.31%
2017-04-30 8 44 52 84.62%
2017-03-31 8 43 51 84.31%
2017-02-28 7 42 49 85.71%
2017-01-31 7 43 50 86.00%
2016-12-31 6 44 50 88.00%
2016-11-30 6 45 51 88.24%
2016-10-31 6 45 51 88.24%
2016-09-30 6 47 53 88.68%
2016-08-31 6 49 55 89.09%
2016-07-31 6 52 58 89.66%
2016-06-30 6 52 58 89.66%
2016-05-31 6 52 58 89.66%
2016-04-30 6 52 58 89.66%
2016-03-31 6 52 58 89.66%
2016-02-29 6 52 58 89.66%
2016-01-31 6 48 54 88.89%
2015-12-31 6 45 51 88.24%
2015-11-30 6 44 50 88.00%
2015-10-31 6 43 49 87.76%
2015-09-30 7 44 51 86.27%
2015-08-31 7 44 51 86.27%
2015-07-31 7 45 52 86.54%
2015-06-30 7 46 53 86.79%
2015-05-31 7 46 53 86.79%
2015-04-30 7 46 53 86.79%
2015-03-31 7 46 53 86.79%
2015-02-28 7 43 50 86.00%
2015-01-31 7 42 49 85.71%
2014-12-31 7 42 49 85.71%
2014-11-30 7 41 48 85.42%
2014-10-31 7 41 48 85.42%
2014-09-30 7 42 49 85.71%
2014-08-31 7 44 51 86.27%
2014-07-31 7 44 51 86.27%
2014-06-30 7 44 51 86.27%
2014-05-31 7 43 50 86.00%
2014-04-30 7 43 50 86.00%
2014-03-31 7 41 48 85.42%
2014-02-28 7 39 46 84.78%
2014-01-31 7 40 47 85.11%
2013-12-31 7 38 45 84.44%
2013-11-30 7 38 45 84.44%
2013-10-31 7 38 45 84.44%
2013-09-30 7 38 45 84.44%
2013-08-31 7 36 43 83.72%
2013-07-31 7 36 43 83.72%
2013-06-30 7 35 42 83.33%
2013-05-31 7 34 41 82.93%
2013-04-30 7 31 38 81.58%
2013-03-31 7 31 38 81.58%
2013-02-28 7 31 38 81.58%
2013-01-31 7 30 37 81.08%
2012-12-31 7 30 37 81.08%
2012-11-30 7 32 39 82.05%
2012-10-31 7 33 40 82.50%
2012-09-30 7 34 41 82.93%
2012-08-31 7 34 41 82.93%
2012-07-31 7 33 40 82.50%
2012-06-30 7 33 40 82.50%
2012-05-31 7 34 41 82.93%
2012-04-30 7 34 41 82.93%
2012-03-31 7 34 41 82.93%
2012-02-29 7 33 40 82.50%
2012-01-31 7 33 40 82.50%
2011-12-31 7 33 40 82.50%
2011-11-30 7 33 40 82.50%
2011-10-31 7 32 39 82.05%
2011-09-30 7 31 38 81.58%
2011-08-31 7 32 39 82.05%
2011-07-31 7 31 38 81.58%
2011-06-30 7 30 37 81.08%
2011-05-31 7 28 35 80.00%
2011-04-30 7 27 34 79.41%
2011-03-31 7 33 40 82.50%
2011-02-28 7 33 40 82.50%
2011-01-31 7 33 40 82.50%
2010-12-31 7 33 40 82.50%
2010-11-30 7 31 38 81.58%
2010-10-31 7 31 38 81.58%
2010-09-30 7 33 40 82.50%
2010-08-31 7 31 38 81.58%
2010-07-31 7 32 39 82.05%
2010-06-30 7 32 39 82.05%
2010-05-31 7 31 38 81.58%
2010-04-30 7 33 40 82.50%
2010-03-31 7 33 40 82.50%
2010-02-28 7 31 38 81.58%
2010-01-31 8 31 39 79.49%
2009-12-31 8 31 39 79.49%
2009-11-30 8 31 39 79.49%
2009-10-31 8 31 39 79.49%
2009-09-30 8 32 40 80.00%
2009-08-31 8 32 40 80.00%
2009-07-31 7 33 40 82.50%
2009-06-30 7 34 41 82.93%
2009-05-31 7 34 41 82.93%
2009-04-30 7 34 41 82.93%
2009-03-31 7 34 41 82.93%
2009-02-28 7 36 43 83.72%
2009-01-31 7 36 43 83.72%
2008-12-31 7 37 44 84.09%
2008-11-30 7 36 43 83.72%
2008-10-31 8 36 44 81.82%
2008-09-30 8 35 43 81.40%
2008-08-31 8 34 42 80.95%
2008-07-31 8 34 42 80.95%
2008-06-30 8 33 41 80.49%
2008-05-31 8 33 41 80.49%
2008-04-30 8 32 40 80.00%
2008-03-31 8 32 40 80.00%
2008-02-29 8 29 37 78.38%
2008-01-31 8 29 37 78.38%
2007-12-31 8 30 38 78.95%
2007-11-30 8 31 39 79.49%
2007-10-31 8 32 40 80.00%
2007-09-30 7 33 40 82.50%
2007-08-31 7 34 41 82.93%
2007-07-31 7 35 42 83.33%
2007-06-30 8 36 44 81.82%
2007-05-31 8 33 41 80.49%
2007-04-30 7 32 39 82.05%
2007-03-31 7 31 38 81.58%
2007-02-28 7 30 37 81.08%
2007-01-31 7 30 37 81.08%
2006-12-31 7 29 36 80.56%
2006-11-30 7 28 35 80.00%
2006-10-31 7 28 35 80.00%
2006-09-30 7 29 36 80.56%
2006-08-31 6 30 36 83.33%
2006-07-31 6 29 35 82.86%
2006-06-30 6 29 35 82.86%
2006-05-31 6 30 36 83.33%
2006-04-30 6 29 35 82.86%
2006-03-31 6 30 36 83.33%
2006-02-28 6 30 36 83.33%
2006-01-31 6 31 37 83.78%
2005-12-31 6 34 40 85.00%
2005-11-30 6 34 40 85.00%
2005-10-31 6 33 39 84.62%
2005-09-30 6 32 38 84.21%
2005-08-31 6 33 39 84.62%
2005-07-31 6 34 40 85.00%
2005-06-30 6 35 41 85.37%
2005-05-31 6 34 40 85.00%
2005-04-30 6 36 42 85.71%
2005-03-31 6 36 42 85.71%
2005-02-28 6 32 38 84.21%
2005-01-31 7 32 39 82.05%
2004-12-31 7 33 40 82.50%
2004-11-30 7 34 41 82.93%
2004-10-31 7 33 40 82.50%
2004-09-30 7 34 41 82.93%
2004-08-31 6 33 39 84.62%
2004-07-31 6 33 39 84.62%
2004-06-30 5 32 37 86.49%
2004-05-31 5 29 34 85.29%
2004-04-30 5 26 31 83.87%
2004-03-31 5 30 35 85.71%
2004-02-29 5 32 37 86.49%
2004-01-31 4 33 37 89.19%
2003-12-31 4 33 37 89.19%
2003-11-30 4 33 37 89.19%
2003-10-31 4 31 35 88.57%
2003-09-30 4 30 34 88.24%
2003-08-31 4 28 32 87.50%
2003-07-31 4 28 32 87.50%
2003-06-30 4 28 32 87.50%
2003-05-31 4 28 32 87.50%
2003-04-30 4 29 33 87.88%
2003-03-31 4 29 33 87.88%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top