GFI (HK) SECURITIES L.L.C.
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-24 | 6 | 32 | 38 | 84.21% |
| 2023-12-31 | 6 | 27 | 33 | 81.82% |
| 2022-12-31 | 7 | 27 | 34 | 79.41% |
| 2021-12-31 | 6 | 29 | 35 | 82.86% |
| 2020-12-31 | 5 | 33 | 38 | 86.84% |
| 2019-12-31 | 5 | 24 | 29 | 82.76% |
| 2018-12-31 | 6 | 17 | 23 | 73.91% |
| 2017-12-31 | 6 | 18 | 24 | 75.00% |
| 2016-12-31 | 2 | 20 | 22 | 90.91% |
| 2015-12-31 | 2 | 17 | 19 | 89.47% |
| 2014-12-31 | 2 | 24 | 26 | 92.31% |
| 2013-12-31 | 2 | 23 | 25 | 92.00% |
| 2012-12-31 | 3 | 26 | 29 | 89.66% |
| 2011-12-31 | 3 | 28 | 31 | 90.32% |
| 2010-12-31 | 2 | 31 | 33 | 93.94% |
| 2009-12-31 | 3 | 32 | 35 | 91.43% |
| 2008-12-31 | 2 | 19 | 21 | 90.48% |
| 2007-12-31 | 2 | 13 | 15 | 86.67% |
| 2006-12-31 | 2 | 11 | 13 | 84.62% |
| 2005-12-31 | 2 | 7 | 9 | 77.78% |
| 2004-12-31 | 0 | 6 | 6 | 100.00% |
| 2003-12-31 | 0 | 3 | 3 | 100.00% |
| 2003-03-31 | 0 | 4 | 4 | 100.00% |
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