SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2018 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Au, Chi Ming 歐智明 | Rep | 2008-08-26 | 2009-09-10 | ||
2 | Chan, Chi Shing (SFC:ABE696) 陳志成 | Rep | 2006-09-28 | 2006-12-01 | ||
3 | Chan, Fung Chu 陳鳳珠 | Rep | 2007-08-20 | 2010-01-11 | ||
4 | Chan, Ka Kit (SFC:ATS061) 陳嘉傑 | Rep | 2009-09-11 | 2012-07-27 | ||
5 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | Rep | 2006-03-20 | 2009-04-01 | ||
6 | Chan, Lap Chung (SFC:AIJ099) 陳立中 | RO | 2008-12-18 | 2011-04-07 | ||
7 | Chan, Lee Yeung 陳利揚 | RO | 2016-04-30 | |||
8 | Chan, Percy Pak Hin 陳柏軒 | M | Rep | 2006-10-17 | 2007-02-17 | |
9 | Chan, Sai Yuen (SFC:BEM794) 陳世源 | Rep | 2017-11-09 | 2018-08-31 | ||
10 | Chan, Wing Yin (SFC:AJG655) 陳永賢 | Rep | 2003-11-21 | 2005-03-02 | ||
11 | Cheng, Chor Ki 鄭礎祺 | Rep | 2003-06-24 | 2005-03-14 | ||
12 | Cheung, Felix Cheuk Leung 張焯樑 | M | Rep | 2004-03-24 | 2004-04-29 | |
13 | Cheung, Kevin Ka Ho 張家豪 | M | Rep | 2007-02-12 | 2007-07-27 | |
14 | Cheung, Vancy Wai Ching 張慧菁 | Rep | 2007-08-23 | 2008-07-13 | ||
15 | Cheung, Wai Yin (SFC:AGY675) 張緯賢 | Rep | 2016-01-08 | 2016-03-23 | ||
RO | 2016-03-23 | 2019-10-16 | ||||
16 | Chin, Chi Kui 錢智駒 | Rep | 2010-05-05 | 2011-07-01 | ||
17 | Ching, Yung Fai 程容輝 | Rep | 2015-02-16 | 2015-12-31 | ||
18 | Choi, Pok Man 蔡博汶 | Rep | 2014-01-06 | 2014-11-19 | ||
19 | Choi, Sheung Hang 蔡尚衡 | Rep | 2010-03-02 | 2011-05-18 | ||
20 | Chong, Ching 莊正 | Rep | 2013-12-12 | 2020-01-18 | ||
21 | Chow, Eric Wai Tat 鄒偉達 | M | RO | 2003-11-04 | 2004-06-27 | |
22 | Chow, Ronny Wai Man 周偉民 | Rep | 2011-07-06 | 2011-11-10 | ||
23 | Chow, Yin Shan 周燕珊 | F | Rep | 2003-10-17 | 2013-07-01 | |
24 | Choy, Chak Wai 蔡澤偉 | Rep | 2007-03-09 | 2008-10-21 | ||
25 | Chu, Wai Chau 朱緯洲 | Rep | 2007-01-10 | 2007-02-07 | ||
26 | Chua, Tsz Lan 蔡紫蘭 | Rep | 2009-09-30 | 2009-12-15 | ||
RO | 2009-12-15 | 2010-08-13 | ||||
27 | Chui, Man Nga 崔雯雅 | Rep | 2009-05-06 | 2012-01-02 | ||
28 | Chung, Sandy Lai Sze 鍾麗詩 | Rep | 2006-08-14 | |||
29 | Fan, Suet Heung Fanny 范雪香 | Rep | 2010-03-04 | 2011-01-27 | ||
30 | Feng, Yibiao 馮一飆 | Rep | 2017-06-08 | 2019-11-11 | ||
31 | Fung, Hoi 馮凱 | Rep | 2005-06-29 | 2006-01-16 | ||
32 | Fung, Kin Wing (SFC:ANY399) 馮鍵嶸 | Rep | 2006-09-18 | 2007-05-13 | ||
33 | Fung, Sze Yu 馮時裕 | Rep | 2014-03-12 | 2020-09-03 | ||
34 | Ho, Vivien Wai Wan 何慧韻 | Rep | 2009-12-14 | 2010-07-03 | ||
35 | Ip, Pui Lan 葉佩蘭 | F | Rep | 2003-09-24 | 2005-05-20 | |
36 | Kam, Dickson Chun Wah 甘鎮華 | M | Rep | 2006-03-20 | 2007-01-08 | |
37 | Koo, Kit Yi 古潔儀 | Rep | 2007-02-06 | 2007-03-02 | ||
Rep | 2007-09-05 | 2008-01-14 | ||||
38 | Kung, Wai Ting 龔偉廷 | Rep | 2016-07-26 | 2016-09-29 | ||
RO | 2016-09-29 | 2019-03-14 | ||||
39 | Kwok, Ka Yiu (SFC:AFG950) 郭家耀 | Rep | 2005-04-18 | 2009-08-03 | ||
40 | Kwok, Shiu Man 郭兆文 | RO | 2012-05-29 | 2012-10-22 | ||
41 | Kwok, Stephen Chee King 郭子敬 | M | Rep | 2003-10-23 | 2005-03-14 | |
42 | Kwok, Tsz Chung 郭子聰 | Rep | 2009-12-30 | 2010-06-18 | ||
43 | Lai, Chun Wing (SFC:ANA177) 賴雋永 | Rep | 2009-03-02 | 2009-08-20 | ||
44 | Lai, Yu Ling 黎悅怜 | Rep | 2007-01-29 | 2007-03-02 | ||
45 | Lam, Dennis Che Chung 林志聰 | M | RO | 2008-12-18 | 2012-08-09 | |
46 | Lam, Mandy Choi Ying 林賽盈 | F | Rep | 2004-04-30 | 2009-02-01 | |
47 | Lam, Sheung Lai 林尚禮 | Rep | 2007-09-24 | 2007-11-08 | ||
48 | Lau, Elaine Yim Ling 劉艷玲 | F | Rep | 2008-01-23 | 2018-09-04 | |
49 | Lau, Ka Fung Adrian 劉家灃 | Rep | 2016-05-19 | 2017-05-20 | ||
50 | Lau, Richard Kwok Kuen 劉國權 | M | Rep | 2006-12-20 | 2007-03-14 | |
51 | Lau, Sze Ming 劉思明 | Rep | 2004-09-21 | |||
52 | Lee, Chi Wing (SFC:AOI909) 李之穎 | Rep | 2006-12-20 | 2007-08-06 | ||
53 | Lee, Hung Kwong 李鴻光 | Rep | 2007-03-21 | 2008-06-01 | ||
54 | Lee, Kwok Wan (SFC:AZL662) 李冠潤 | Rep | 2013-01-10 | 2013-12-31 | ||
55 | Lee, Peter Ching Wah 李清華 | M | Rep | 2003-07-16 | 2003-09-08 | |
56 | Lee, Po Chu (SFC:ATD387) 李寶珠 | Rep | 2009-08-10 | 2011-05-09 | ||
57 | Lee, Tat Yuen 李達源 | Rep | 2004-05-31 | 2006-01-04 | ||
58 | Lee, Wai Yip (SFC:AGJ482) 李偉業 | Rep | 2006-06-09 | 2007-01-30 | ||
59 | Lee, Yeuk Yu Ross 李若愚 | Rep | 2012-05-29 | 2013-01-12 | ||
60 | Li, Hon Wai Anthony 李漢威 | Rep | 2010-06-17 | 2013-09-26 | ||
61 | Li, Shing 李誠 | Rep | 2004-07-14 | 2004-11-10 | ||
62 | Liang, Hao (SFC:ATN174) 梁昊 | Rep | 2016-05-24 | 2018-07-20 | ||
RO | 2018-07-20 | 2022-07-21 | ||||
63 | Lin, Ben Peng 林芃 | 53 | M | Rep | 2011-12-19 | 2012-06-29 |
RO | 2012-06-29 | 2017-04-09 | ||||
64 | Liu, Ka Po (SFC:AOM985) 廖嘉寶 | Rep | 2007-02-03 | 2007-12-29 | ||
65 | Liu, Xiaoquan 劉曉全 | Rep | 2016-10-04 | 2017-08-20 | ||
66 | Lok, Sam Wan Wai 駱穩威 | M | Rep | 2011-08-16 | 2011-12-15 | |
67 | Ma, Chin Man 馬展文 | Rep | 2007-01-09 | 2007-01-19 | ||
68 | Ma, Cho Hong 馬祖匡 | Rep | 2006-03-27 | 2007-02-09 | ||
69 | Mok, Kit Ling 莫潔玲 | Rep | 2005-04-13 | 2006-08-07 | ||
70 | Ng, Burgess Hon Ki 吳漢基 | M | Rep | 2007-12-05 | 2007-12-20 | |
RO | 2007-12-20 | 2009-01-22 | ||||
71 | Ng, Sing Hing 伍承興 | Rep | 2010-01-18 | 2018-06-01 | ||
72 | Nip, Yiu Chuen 聶耀泉 | RO | 2011-08-01 | 2021-01-25 | ||
73 | Niu, Xiao 牛筱 | Rep | 2017-06-08 | 2020-12-28 | ||
74 | Pan, Wenang 潘文昂 | Rep | 2017-11-09 | 2020-07-28 | ||
75 | Pang, Ching Lok 彭正樂 | Rep | 2003-04-16 | 2003-07-17 | ||
76 | Pao, Lik 鮑力 | Rep | 2007-12-20 | 2009-03-18 | ||
RO | 2009-03-18 | 2016-03-21 | ||||
77 | Poon, Chi Wai (SFC:AGG750) 潘志偉 | Rep | 2004-05-02 | |||
78 | Poon, Lung Sang 潘龍生 | Rep | 2004-02-09 | 2004-05-03 | ||
79 | Poon, Mung Yu 潘夢如 | RO | 2010-10-05 | 2011-08-01 | ||
80 | Pun, Hau Wai 潘巧惠 | Rep | 2006-03-23 | 2006-06-14 | ||
81 | Pun, Tit Shan 潘鐵珊 | 58 | M | RO | 2004-09-21 | 2008-01-01 |
82 | Siu, William Wai Wai 蕭衛威 | M | Rep | 2012-02-03 | 2012-07-10 | |
83 | Sun, Hui (SFC:BFW664) 孫慧 | Rep | 2017-07-03 | 2021-10-31 | ||
84 | Sung, Yuk Yin 宋煜賢 | Rep | 2009-12-21 | 2010-05-19 | ||
85 | Sze, Ray Chun Wai 施俊威 | 38 | M | Rep | 2010-12-21 | 2011-08-23 |
86 | Takei, Akio (SFC:ACR988) | Rep | 2012-11-01 | 2015-06-30 | ||
87 | Tam, Hin Fai 譚顯輝 | Rep | 2006-11-03 | 2007-01-03 | ||
88 | Tam, Ho Kei 譚浩基 | Rep | 2015-03-09 | 2016-02-02 | ||
89 | Tam, Howard King Ho 譚景豪 | 55 | M | RO | 2012-09-14 | 2014-02-26 |
90 | Tam, Kin San 譚建新 | Rep | 2004-07-28 | 2006-07-13 | ||
91 | Tang, Andrew Ping Sum 鄧炳森 | 61 | M | RO | 2009-03-20 | 2009-06-12 |
92 | Tang, Davina Tak-wai 鄧德慧 | F | RO | 2012-07-20 | 2012-10-18 | |
93 | Tong, Johnson Shing 唐誠 | M | Rep | 2007-01-16 | 2007-07-16 | |
Rep | 2007-12-12 | 2009-01-20 | ||||
Rep | 2013-12-30 | 2020-09-03 | ||||
94 | Tsang, Chi Yuen (SFC:BLH606) 曾志遠 | Rep | 2017-10-26 | 2019-06-30 | ||
95 | Tsang, Long 曾朗 | Rep | 2009-10-09 | 2010-06-18 | ||
96 | Tse, Ka Chun (SFC:AJG653) 謝家俊 | Rep | 2003-11-21 | 2003-12-22 | ||
97 | Tsoi, Yuen Hoi 蔡元開 | M | Rep | 2003-12-18 | 2005-02-04 | |
98 | Tsui, Ching Wan 徐青雲 | Rep | 2007-07-12 | 2008-02-02 | ||
99 | Wong, Ho Chuen (SFC:ARO917) 黃浩全 | Rep | 2010-01-18 | 2011-03-01 | ||
100 | Wong, Ivis Long Sau 黃朗修 | Rep | 2009-09-21 | 2011-01-28 | ||
101 | Wong, Jackson Chi Yeung 黃志陽 | M | Rep | 2013-09-17 | 2014-08-31 | |
102 | Wong, Kenneth Chin Pang 黃展鵬 | M | Rep | 2003-06-24 | 2005-03-14 | |
103 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | RO | 2006-02-24 | 2006-06-01 | ||
104 | Xiong, Ying (SFC:BFX045) 熊英 | Rep | 2016-05-24 | 2017-10-14 | ||
105 | Xu, Yachuan 徐亞川 | Rep | 2016-05-24 | 2019-06-06 | ||
106 | Yeung, Ching (SFC:ALW845) 楊靜 | Rep | 2005-04-21 | 2011-12-30 | ||
107 | Yeung, Flora Fung Yee 楊鳳儀 | F | Rep | 2013-09-02 | 2022-07-18 | |
108 | Yeung, Man Choi 楊文彩 | Rep | 2007-01-17 | 2007-01-23 | ||
109 | Ying, Chien Huang 英建煌 | Rep | 2006-03-24 | 2008-03-06 | ||
110 | Yip, Lai Mei 葉麗薇 | Rep | 2005-03-14 | |||
111 | Yiu, Kwing Sum 姚炯深 | 46 | M | Rep | 2006-10-12 | 2006-12-01 |
112 | Yu, Shiu Hang 余兆衡 | Rep | 2009-04-17 | 2009-10-31 | ||
113 | Yue, Wing Man (SFC:AOE779) 俞穎文 | Rep | 2006-11-28 | 2008-02-07 |
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