CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Bian, Yang (SFC:BRS565) BRS565 Rep 2022-12-29 2023-03-20
2 Cai, Xi (SFC:BRX906) 蔡希 BRX906 Rep 2023-03-27 2023-06-16
3 Chan, Ka Chun (SFC:ABG469) 陳家俊 ABG469 Rep 2011-06-24 2011-07-26
RO 2011-07-26
4 Chan, Man Lok (SFC:BGI559) 陳文樂 BGI559 Rep 2016-09-14
5 Chen, Jiaqi (SFC:BGZ289) 陳嘉琦 BGZ289 Rep 2018-07-03 2020-07-31
6 Chen, Xiaowei (SFC:BMQ531) 陳小薇 BMQ531 Rep 2023-10-24
7 Cheng, Yizhe 程一喆 BPQ729 Rep 2023-04-28
8 Chow, Long Ching 周朗程 BLF108 Rep 2023-07-12 2023-09-18
9 Deng, Yuchen 鄧宇晨 BOK324 Rep 2023-07-20 2024-11-22
10 Dong, Jing (SFC:BTY587) 董璟 BTY587 Rep 2023-09-07
11 Fowler, Luke (SFC:AQM674) M AQM674 Rep 2011-08-02
12 Gu, Danxia 顧丹夏 BIE951 Rep 2017-08-11
13 Hao, Xin (SFC:BQC601) 郝心 BQC601 Rep 2021-05-20
14 He, Peng (SFC:AVI431) 何鵬 AVI431 Rep 2014-09-11 2017-09-29
15 Ho, Jason Yuen Pang 何遠鵬 M BGX440 Rep 2020-04-09 2022-10-31
16 Ho, Ka Ho (SFC:BUH305) 何嘉豪 BUH305 Rep 2023-12-06 2024-08-05
17 Hu, Qiongdan 胡瓊丹 BUA442 Rep 2023-08-21
18 Ji, Yanbin 冀燕彬 ASY386 RO 2023-05-25 2024-07-19
19 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2012-11-28 2013-10-24
RO 2013-10-24 2013-12-23
20 Ko, Margaret Yuyin F AGB871 Rep 2011-07-15 2012-07-20
21 Kong, Kin Hang 江健恆 AUZ976 Rep 2021-07-23
22 Kong, Wei (SFC:AKI414) 孔蔚 AKI414 RO 2013-12-23
23 Kwok, Pui Ying 郭佩瑛 ABV967 RO 2013-09-30 2014-04-22
Rep 2014-04-22 2016-07-06
24 Lam, Pui Ming (SFC:BPR551) 林沛銘 BPR551 Rep 2023-04-28
25 Lau, Pong Wong 劉邦鍠 BDT072 Rep 2021-01-29
26 Lau, Tsz Wing 劉子頴 ALW219 Rep 2018-10-23 2023-05-23
27 Lee, Chun Hin (SFC:BSX068) 李俊軒 BSX068 Rep 2024-01-23
28 Lee, Ka Ming (SFC:BOP928) 李嘉銘 BOP928 Rep 2023-04-28
29 Li, Haoyi (SFC:ASF604) 李豪翼 ASF604 Rep 2016-05-05 2017-03-30
30 Li, Junpei 李浚沛 BRS799 Rep 2023-07-21
31 Li, Litong (SFC:BQS932) 李麗彤 BQS932 Rep 2021-02-08 2021-07-22
32 Li, Xinyi (SFC:BRU941) 李欣怡 BRU941 Rep 2023-04-20
33 Li, Yanlin (SFC:ANI899) 李豔琳 ANI899 Rep 2014-08-28
34 Liang, Yuanyun 梁元蘊 BRN927 Rep 2022-12-20 2023-09-08
35 Lin, Shanshan (SFC:ASJ891) 林姍姍 ASJ891 Rep 2014-06-26 2019-05-21
36 Lin, Yu Hong 林妤虹 ATS207 Rep 2016-05-05
37 Lin, Yuqing (SFC:BQD244) 林雨青 BQD244 Rep 2023-04-28
38 Liu, Bin (SFC:AWD208) 劉斌 AWD208 Rep 2014-06-18
39 Liu, Kui (SFC:BQG668) 刘奎 BQG668 Rep 2023-04-28
40 Liu, Xi (SFC:BRU707) 劉西 BRU707 Rep 2023-04-28
41 Lu, Ning (SFC:ARP152) 陸宁 ARP152 Rep 2014-05-28 2020-05-18
42 Lu, Yilin (SFC:AOG682) 呂禕麟 43 M AOG682 RO 2011-05-25 2013-10-23
43 Ma, Junrui 馬隽睿 ARR894 Rep 2014-06-12 2015-08-31
44 Ma, Kui (SFC:BGH036) 馬葵 BGH036 RO 2018-03-26
45 Ma, Xiaoqi 馬曉琦 BGH607 Rep 2023-05-24 2023-12-15
46 Ngok, Linda Tung King 岳彤璟 F ATC242 Rep 2023-04-28
47 Pang, Maria Wai Mei 彭慧薇 F BBQ484 Rep 2017-12-27
48 Robinson, David Stuart (SFC:BFZ351) M BFZ351 Rep 2021-12-13 2023-05-02
49 Su, Shixian 蘇詩銜 BPQ691 Rep 2023-04-28
50 Tang, Hin Lun (SFC:BOD386) 鄧衍鏻 BOD386 Rep 2019-02-22
51 Tang, Hung Wong 鄧洪旺 AAE867 Rep 2019-09-13
52 To, Derek Kai Chung 杜啟聰 M BHP485 RO 2023-03-08 2023-07-04
53 Trinh, Eddie Khang Thach 鄭凱天 46 M AXE228 Rep 2015-02-16
54 Tuershunjiang, Ahemaitijiang 圖尔順江阿合 BQW336 Rep 2021-03-16
55 Wan, Li (SFC:AHD514) 萬里 AHD514 RO 2011-05-25 2012-02-17
Rep 2014-09-11 2020-03-19
56 Wan, Tin Chi 尹天賜 AVF008 Rep 2018-01-15 2018-12-14
57 Wang, Beichen 王北辰 BLP422 Rep 2017-11-29
58 Wang, Jingyi (SFC:BRP868) 王靖儀 BRP868 Rep 2024-01-11
59 Wang, Tianyu (SFC:BSM501) 王田羽 BSM501 Rep 2023-03-27 2024-08-09
60 Wong, Chi Man (SFC:AER067) 黃智雯 AER067 Rep 2014-05-28
61 Wong, Yin Yee (SFC:BNM902) 黃燕儀 BNM902 Rep 2019-08-09
62 Woo, Jimmy Cheung Yee 吳祥貽 M ADI032 RO 2011-05-25 2011-06-28
63 Wu, Ying (SFC:BQE869) 伍瑩 BQE869 Rep 2020-10-05
64 Xie, Yunang 謝韞昂 BRG543 Rep 2023-03-27 2024-07-18
65 Xu, Minggang 徐明港 BRS071 Rep 2023-07-25 2024-11-01
66 Xu, Xueqing 許雪晴 BQI515 Rep 2020-10-28
67 Yan, Yiran (SFC:BGD658) 嚴一然 BGD658 Rep 2017-03-08 2019-05-10
68 Yang, Rui (SFC:BKS167) 楊睿 BKS167 Rep 2023-06-19
69 Yao, Jack Hsin-Chou 姚信州 M APQ725 Rep 2012-11-28 2019-11-21
70 Yao, Junfei 姚駿飛 BPV703 Rep 2020-07-02 2021-07-02
71 Yao, Simone Tong F BEF804 Rep 2019-09-09
72 Yim, Chun Kit 嚴俊傑 BOM730 Rep 2021-02-18
73 Yu, Cho Ming Jeremy 虞祚銘 M BQR013 Rep 2021-01-19
74 Zhang, Duke Du BRO764 Rep 2021-08-18 2022-11-02
75 Zhang, Qian (SFC:BMX662) 張前 BMX662 Rep 2018-05-18
76 Zhang, Tianli (SFC:BGB980) 張天力 BGB980 Rep 2016-05-05 2023-09-14
77 Zhang, Xudong (SFC:BRT240) 張旭東 BRT240 Rep 2023-07-25
78 Zhang, Yi (SFC:BDJ166) 張易 BDJ166 Rep 2016-05-05 2020-07-31
79 Zhao, Ronghua 趙榮華 BOZ719 Rep 2019-10-21
80 Zhou, Jishen 周濟申 BTH281 Rep 2023-02-21 2023-04-25
RO 2023-04-25
81 Zhou, Min (SFC:BMK651) 周敏 BMK651 Rep 2023-07-25
82 Zhou, Shengtian 周聖添 BVI520 Rep 2024-09-30
83 Zhou, Xinyuan (SFC:BNC148) 周歆媛 BNC148 Rep 2019-10-03 2020-12-24
84 Zhu, Fengyin 朱馮寅 BAF197 Rep 2024-03-08
85 Zhu, Tianan 朱天安 BPI565 Rep 2023-03-27
86 Zhuang, Jiejing 庄洁婧 BKF285 Rep 2019-07-23 2021-04-22

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