HSBC SECURITIES (ASIA) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
Role From Until
1 Alexander, Andrew Bernard 安力德 M Rep 2005-02-01 2005-02-16
2 Au Yeung, Tat H 歐陽達顯 RO 2004-01-15
3 Au-Young, Ping 歐陽平 Rep 2005-11-14
4 Au, Alex Wai Chi 區偉志 Rep 2004-01-15
5 Barker, Ariane Marie Rep 2005-05-13 2007-07-01
6 Barton, Richard Jeremy M Rep 2005-06-22 2005-11-14
7 Beattie, Russell William M Rep 2004-10-14 2005-11-14
8 Berrisford, Carl Thomas M Rep 2003-05-23 2004-01-15
9 Borzi, Anna Marie F Rep 2003-10-27
10 Bradley, Martin (SFC:ACC190) M Rep 2005-10-27
11 Chan, Alan Yuk Lun 陳玉倫 M Rep 2003-12-05
12 Chan, Andrew Ding Bong 陳定邦 M Rep 2005-06-03
13 Chan, Andrew Shingfun 陳盛勳 M Rep 2005-06-13 2005-11-12
14 Chan, Dominic Koon Shing 陳冠成 M Rep 2004-07-27 2004-10-18
15 Chan, Hon Wah (SFC:ABN589) 陳漢華 Rep 2008-11-19 2018-08-31
16 Chan, Justin Siu Chung 陳紹宗 58 M RO 2017-11-17 2018-08-31
17 Chan, Kerry Mo Yu 陳慕瑜 Rep 2005-07-26 2005-11-14
18 Chan, Mark Kar Yue 陳嘉裕 M Rep 2005-10-27
19 Chan, Otto Chun Shing (SFC:AAF999) 陳鎮成 M RO 2006-09-07
20 Chan, Rene Hoi Yan 陳海茵 Rep 2006-03-29 2007-08-06
21 Chan, Wei Beng 陳偉敏 Rep 2003-08-14 2004-05-24
22 Chan, Yiu Fai (SFC:AEG477) 陳耀輝 Rep 2005-11-12
23 Chang, Chao-Kung 張肇恭 Rep 2003-11-11 2005-11-14
24 Chang, Po-Chi (SFC:AJD292) 張博淇 Rep 2003-10-06 2004-05-24
25 Chappel, Christopher Lee M Rep 2005-04-15 2005-06-17
26 Chen, Hsiao Ying (SFC:ALS410) 陳曉瑩 Rep 2005-02-16 2005-09-01
27 Chen, Lawrence Yung 鄭勇 M Rep 2004-09-03
28 Cheng, Hon Fai 鄭漢輝 Rep 2005-11-14
29 Cheng, Vivinne 鄭慧玄 Rep 2005-05-03 2005-11-14
30 Cheng, Yee Pun 鄭宜斌 45 M Rep 2004-09-27 2005-11-12
31 Cheung, Lai Ping (SFC:ABF741) 張麗萍 RO 2004-01-01
32 Cheung, Yat Ming (1968) 張一鳴 52 M Rep 2005-05-04
33 Chiang, Venant 蔣永甯 Rep 2005-10-25 2005-11-12
34 Chik, Leon Hak Kan 植克勤 Rep 2005-05-23 2005-11-12
35 Chin, Victoria Vui Luen 陳維倫 F Rep 2005-08-25 2005-11-14
36 Choi, Carmen Wai Ching 蔡慧貞 F Rep 2005-08-29 2005-11-12
37 Choi, Yoon Hee Rep 2003-11-25 2004-01-15
38 Chua, Lee Leng Rep 2005-06-20 2005-11-14
39 Chua, Siong Kheng 蔡尚慶 Rep 2004-07-26
40 Chung, Alden Kam Wah 鍾金華 M Rep 2004-01-28
41 Chung, Tony Ming Lok 鍾明烙 M Rep 2003-09-11 2005-10-05
42 Cooney, Michael James M Rep 2004-09-07 2005-11-14
43 Crispin, James Anthony M RO 2009-02-16 2010-04-29
44 Damania, Anish Dinesh Rep 2004-07-22 2005-06-17
45 Dickinson, Alexander Edward M Rep 2005-11-14
46 Doshi, Mihir Vinod M Rep 2004-07-22 2005-11-14
47 Dujari, Vipul Rep 2004-08-16 2004-11-16
Rep 2004-11-25 2005-02-25
48 Dunham, Christopher Mark M RO 2007-07-23 2009-02-18
49 Dunivant, Todd Glenn M Rep 2005-04-26 2005-11-12
50 Dunn, Adrian Richard Howard M Rep 2003-08-13 2004-06-10
51 Evans, Garry Owen M RO 2003-11-05 2005-11-12
52 Fang, Jeffrey Sai Tai 方世泰 M Rep 2005-07-12 2005-11-12
53 Foster, Scott Mather M Rep 2005-03-23 2005-11-12
54 Fung, Hon Nam 馮漢南 Rep 2005-03-24 2005-11-12
55 Gambrill, David Boys M Rep 2003-08-01 2004-06-16
56 Garrick, Jonathan M Rep 2004-12-08 2005-11-14
57 Ginde, Vidyadhar Vasant Rep 2004-07-08 2005-11-12
58 Goh, Daryl Shao Loong 吳少龍 M Rep 2005-08-10
59 Guglietta, Joel Stephan Rep 2005-03-10 2005-10-19
60 Gupta, Pramod Rep 2005-03-29 2005-11-12
61 Hall, Martin David M Rep 2004-03-17 2004-11-10
62 Hancock, Jonathan Stiles M RO 2009-01-31
63 Hanson-Lawson, Michael John M Rep 2003-11-10 2004-05-24
64 Haskins, Andrew Robin Alexander (SFC:ALY617) M Rep 2005-05-04 2005-11-12
65 Hayashi, Douglas Tetsuya M Rep 2005-05-31 2005-11-12
66 Heng, Franklin Ching Kuen 幸正權 55 M RO 2006-04-14
67 Heung, Chun Wai 香鎮偉 Rep 2003-05-20 2003-10-29
68 Ho, Kenneth Kai Chung 何啟忠 55 M Rep 2004-11-03 2005-11-12
69 Hong, Chien Han 洪千涵 Rep 2005-04-28 2005-11-12
70 Hunt, Christopher Lawrence M RO 2003-08-07
71 Hylan, Adam James M Rep 2005-08-04 2005-11-12
72 Hyland, Peter John M Rep 2004-01-19
73 Jacobelli Yau, Maurien Oi Man 丘愛敏 Rep 2004-04-28
74 Jajal, Kartik Chimanlal Rep 2004-03-29
75 Jasani, Nilesh Surendra Rai M Rep 2003-09-11
RO 2003-09-11 2004-10-25
76 Jhaveri, Anish Puspasen Rep 2004-06-16 2005-11-14
77 Johnson, Christopher Lind M Rep 2003-07-10
78 Kam, Franklin Pak Wah 金百華 M Rep 2005-04-07
79 Kam, Tyran 金泰倫 Rep 2005-07-25 2005-11-12
80 Kan, Alan (SFC:AIR601) 簡兆倫 M Rep 2003-07-10
81 Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 Rep 2005-04-19 2005-11-14
82 Kim, Peter Sin M Rep 2005-07-07
83 Ko, David Young M Rep 2003-09-10 2004-01-08
84 Ko, Desmond Chin Hung 高展雄 M Rep 2007-07-26 2008-11-11
Rep 2010-12-22 2014-02-20
85 Kopp, Russell Jerome Rep 2004-10-14 2005-11-12
86 Kwan, Wing Lok 關榮樂 Rep 2004-01-09
87 Kwok, Chau Wan 郭秋雲 Rep 2004-04-02
88 Kwong, Sylvia Wan Man 鄺韻文 F Rep 2003-08-21
89 Lam, Sum Sum 林森森 Rep 2005-06-30
90 Lau, Che Wah 劉志華 Rep 2005-09-27 2005-11-14
91 Lau, Chun Hou 劉俊厚 Rep 2005-11-14
92 Lau, Hwa Jen 劉華仁 Rep 2003-07-28 2003-10-17
93 Lau, Mimmi Siu Mei 劉少薇 Rep 2003-06-04
94 Lau, Peter Yim Lam 劉炎霖 M Rep 2003-09-11 2004-10-14
95 Lau, Shek Wing 劉錫榮 Rep 2003-09-11 2004-12-09
96 Lau, Wing Shan 劉詠珊 Rep 2008-12-19 2010-06-08
97 Lee Shyu, Mei-Lan 徐美蘭 Rep 2005-08-19 2005-11-14
98 Lee, Angela Mei Lan 李美蘭 F Rep 2008-11-19 2014-03-05
99 Lee, Ho Cheung 李浩章 Rep 2005-05-10 2005-11-12
100 Lee, Jeong Ja Rep 2003-11-25 2004-03-09
101 Lee, Johnny Chi Chung 李志璋 Rep 2003-07-10
102 Lee, Louis Pang 李鵬 M Rep 2007-09-11 2008-11-11
103 Lee, Ricky Tsz On 李子安 M Rep 2003-04-29
104 Lee, Sandra Wai Ying 李慧英 F Rep 2005-11-14
105 Lee, Seung Hyun Rep 2005-06-01 2005-11-12
106 Lee, Soon Huat Rep 2003-09-10 2004-01-15
107 Lee, Wang Kwong 李泓廣 Rep 2004-01-15
108 Letts, Darren Arthur Bohrsmann M Rep 2004-03-12
109 Leung, Kwok Wing (SFC:AAF592) 梁國榮 Rep 2003-09-11 2005-11-14
110 Leung, Wai Man (SFC:AGO399) 梁偉民 Rep 2005-11-14
111 Leung, Wai Yin (SFC:AGO097) 梁偉賢 Rep 2005-11-14
112 Li, Raymond Man Fai 李文輝 M Rep 2005-11-14
113 Liao, Ming-Cheng 廖明正 Rep 2003-11-21 2004-01-15
114 Ling, Anne Kin Shun 林建純 F Rep 2004-04-23
115 Loh, Andrew Der Ming 羅德銘 M Rep 2004-12-06 2005-02-16
116 Lu, David Kwok Shing 魯國城 M Rep 2003-04-05
117 Lu, Hua (SFC:ALN582) 呂華 Rep 2004-12-08 2005-06-30
118 Lu, Ying-Chang 呂穎彰 Rep 2003-08-20 2004-03-19
119 Ma, Diana Ka Lai 馬嘉麗 F Rep 2005-10-27
120 Macalpin, Kenneth Allan Connolly M Rep 2004-11-15 2005-07-19
121 Mak, Winnie (SFC:ADK738) 麥蔚誼 F Rep 2004-01-28
122 Man, Peter Kum-Chung M Rep 2006-04-01
123 Markwick Smith, Jeremy Robin M Rep 2004-12-06 2005-10-11
124 Marsden, Matthew Owen M Rep 2005-05-30 2005-11-12
125 Masuda, Etsusuke Rep 2004-02-27 2005-01-04
Rep 2005-03-10 2005-04-11
Rep 2005-10-24 2005-11-12
126 McDonald, Graeme Antony M Rep 2004-08-24 2004-09-20
127 McGee, Alan Craig M Rep 2005-08-15 2005-11-14
128 Moss, James Thomas M Rep 2003-08-01 2004-04-26
129 Moss, Stephen Colin M RO 2004-02-12
130 Myers, Stephen Grant M Rep 2003-06-05
131 Myers, Steven William M Rep 2004-06-15 2004-09-20
132 Naseer, Jahanzeb RO 2005-09-30
133 Ng, Agnes Wing Sum 吳詠芯 F Rep 2003-12-04
134 Ng, Chi Hung (SFC:APM137) 吳志雄 Rep 2007-08-27 2008-11-11
135 Ng, Kit Wei Rep 2003-08-26 2004-05-24
136 Ng, Sze Man (SFC:AOT397) 吳詩敏 Rep 2007-03-30 2007-06-23
137 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 Rep 2004-05-24
138 Ngai, Man Fai 倪文輝 Rep 2004-06-17 2005-11-14
139 Ngai, Thomas Kwok Kan 危國根 M Rep 2012-04-03
140 Offer, Richard George Michael M Rep 2005-11-12
141 Onillon, Julien Jean Maurice Francois M Rep 2004-12-09 2005-06-30
142 Pablo, Gerardo Gonzalez M RO 2010-11-11 2018-08-31
143 Park, Nam Chol Rep 2005-11-12
144 Patel, Rakesh (SFC:ALI605) M Rep 2004-11-15 2005-11-14
RO 2006-05-16 2018-08-31
145 Png, Hua Teng Rep 2003-10-07 2003-10-15
146 Poon, Carolyn Yeuk Wan 潘若韻 F Rep 2003-07-26 2005-11-12
147 Pow, Eddie Shiu Keung 鮑肇強 M Rep 2003-10-30
148 Raman, Dev Rep 2004-04-20 2004-06-17
149 Ricks, Del John M Rep 2005-06-13 2005-11-14
150 Robertson, Craig Anthony M Rep 2005-11-14
151 Rogers, Neil Colin M Rep 2005-02-14 2005-06-24
152 Russell, John (SFC:AJL223) M Rep 2004-02-11 2005-11-12
153 Sadler, Simon Peter (SFC:AFJ906) M Rep 2004-07-07 2005-05-03
154 Sandhu, Tejinderjit Singh Rep 2003-09-02 2005-11-12
155 Satapathy, Sanjaya Kumar M Rep 2005-09-20 2005-11-12
156 Saunders, Jefferson RO 2009-03-31 2016-01-30
157 Saxena, Manish Jagdish Rep 2005-07-12 2005-11-12
158 Shanbhag, Abhay Mukund Rep 2004-06-16 2005-11-12
159 Shanbhag, Anand Ramchandra Rep 2004-06-26 2005-11-12
160 Shum, Fei Fei 沈菲菲 41 F Rep 2005-02-02 2005-11-14
161 Sim, Mong Kwang 沈茂琼 Rep 2010-12-20
162 Siu, Chi Ming (SFC:AFZ476) 蕭智明 Rep 2005-11-12
163 Smith, Jennifer Tai 戴令名 F Rep 2003-04-02
164 So, Nelson Shing Hing 蘇盛興 M Rep 2004-05-24
165 Solomon, Jesse Michael M Rep 2005-09-01 2005-11-14
166 Solway, Paul Simon Herbert M Rep 2003-07-10
167 Sugiura, Seiji Rep 2004-12-06 2005-11-12
168 Sutherland, Matthew Sebastian M Rep 2004-01-15
169 Sutton, Ben (SFC:AKU233) M Rep 2004-06-15 2005-06-22
170 Taesch, Frederic Marcel Georges Marie M Rep 2005-09-08 2005-11-24
171 Takano, Kimihide Rep 2005-09-20 2005-11-12
172 Tan, Choon Ming 陳俊銘 Rep 2005-05-31 2005-11-12
173 Tang, Chi Kit (SFC:ALC474) 鄧智傑 Rep 2004-09-01 2005-06-30
174 Tantivorawong, Korawilai Rep 2003-10-22 2004-04-02
175 Tayama, Minoru Rep 2005-03-23 2005-09-05
176 Thareja, Anupam Rep 2004-04-21 2005-10-25
177 Timblick, Leland Marion Rhee Rep 2005-05-17 2005-11-14
178 To, Christine Oi Yan 杜愛茵 F Rep 2004-01-15
179 Tse, Darius Yung Che 謝用之 M Rep 2004-10-25 2005-04-13
180 Tulk, Philip W M Rep 2004-01-15
181 Turley, Francis Bernard M Rep 2005-10-27
182 Turnbull, Robert Edward M Rep 2004-01-15
183 Udjang, Charles M Rep 2005-08-05 2005-09-07
184 Van Der Linde, Hendrik Jan Herald Rep 2005-05-25 2005-11-12
185 Vaudry, Robert Thomas (SFC:AGN906) M Rep 2004-07-19 2004-08-12
RO 2004-08-12 2005-11-12
186 Villamin, Norman Jay M Rep 2004-09-22 2005-11-12
187 Wallace, Lee Peter M Rep 2005-07-20 2006-05-16
RO 2006-05-16 2008-11-18
188 Waterhouse, Julian Brian M Rep 2004-08-19 2004-12-14
189 Webb, Mark Cameron Ross M Rep 2005-11-12
190 Wee, Roland Kian Jin M Rep 2005-07-26 2005-11-12
191 Wong, Edmond M Rep 2005-08-10
192 Wong, Gary Man Kuen 黃文權 M Rep 2005-11-14
193 Wong, James Chung Yin 黃頌賢 M Rep 2005-07-07
194 Wong, Michael Sheh Chung 王錫聰 M Rep 2003-12-16
Rep 2005-04-12 2005-11-14
195 Wong, Patonia Steiner 黃凱琳 Rep 2003-10-27
196 Wong, Poh Fah 黃保樺 Rep 2004-12-23 2005-07-07
197 Wong, Valerie Hak Wing 王克穎 F Rep 2004-11-17 2005-11-12
198 Wong, Wing Wah (SFC:AEC773) 黃永華 Rep 2005-11-14
199 Wong, Yan (SFC:AMG970) 王欣 Rep 2005-07-21 2005-11-14
200 Woo, Art Zen 胡德賢 Rep 2003-10-24
201 Yeoh, Simone Xenia Rep 2003-09-10 2004-01-15
202 Yetman, Mark Stephen M Rep 2005-01-03 2005-11-14
203 Yip, David Ting Keung 葉定強 M Rep 2003-06-05
204 Youn, Christian Un Sik 尹彥植 M Rep 2005-05-25 2005-11-12
205 Yu, Anthony Sai Yin 余世賢 M Rep 2003-12-09
Rep 2005-04-12 2005-11-14
206 Yu, Hiu To 余曉濤 Rep 2003-11-22
207 Zaimi, Hossein (SFC:BGU210) 薛浩成 RO 2017-12-27 2018-08-31
208 Zhong, Anna Hua F Rep 2005-08-29 2005-11-12

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