Windrose Investment Management (Asia) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Davidson, Gregory Edward		M	RO	2018-06-14	2022-11-13
2	Lam, Sai Kit 林世傑			RO	2018-06-14	2018-12-07
3	Lin, Zuodong 林作棟			Rep	2018-09-26	2021-08-06
4	Reece, Steven Jonathan (SFC:BNG872)		M	RO	2018-12-06	2023-07-17
5	Yiu, Yi Shing 姚懿成			Rep	2018-11-09	2019-08-11

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