Pollock Asset Management Limited 普樂資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Chan, Hung Ling 陳洪齡			RO	2018-11-20	2021-11-16
2	Ho, Chun Hang (SFC:ARM740) 何俊恆			RO	2018-11-20	2020-12-01
3	Li, Crystal Pui Wai 李沛慧		F	Rep	2019-01-25	2020-12-04
4	Wu, Robin Yu 吳與	33		RO	2018-11-20	2019-07-22

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