Lombard Investments (HK) Limited 隆博亞洲投資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Chao, Daniel Kai 趙乃凱		M	RO		2005-06-08
				RO	2005-11-21	2009-06-30
2	Kerins, William Francis		M	RO	2004-03-15	2005-12-01
3	Lai, Christopher Pak Nin 黎百年		M	Rep	2005-12-29	2007-08-22
4	Lee, Lai Chu 李麗珠			RO	2005-04-11	2009-06-30
5	Lim, Wen-tzen 林紋正			Rep	2005-01-14	2007-06-30
6	Yoon, Benjamin Hyung		M	Rep	2005-02-14	2005-03-10

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