ALPS ADVISORY (HK) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
Role From Until
1 Chan, Fai Tong 陳輝棠 Rep 2004-07-12
RO 2004-07-12 2006-08-31
2 Chan, Jacky Wai Man 陳偉民 Rep 2003-10-07
RO 2003-10-07 2016-05-01
3 Chan, Winnie (SFC:ADU326) 陳慧如 F Rep 2004-09-18 2016-10-12
4 Chui, Sze Man (SFC:ALK306) 徐思敏 Rep 2004-11-12 2009-08-17
5 Ip, Amy Sau Mai 葉秀薇 F Rep 2004-07-28 2009-11-05
6 Jones, Robert Franklin Jr. 鍾尚錞 M RO 2004-01-30 2004-08-04
7 Wang Lo, Audrey 王允默 53 F RO

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