ROCIM Limited 鵬盛資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Chang, Walter 陳華德		M	RO	2007-08-13
2	Chun, Angela Ka Yee 秦嘉兒		F	RO	2018-09-04	2020-08-17
3	Lau, Susanna Shung Oi (SFC:ABR543) 劉崇藹		F	RO	2007-06-29	2012-04-03
4	Lee, Yu Chuan			RO	2018-08-22	2020-10-05
5	Pao, Kim Chi King 包子敬			RO	2007-06-29
6	Wang, Qianying 王倩穎			Rep	2019-12-19	2021-03-31

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