BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Altman, Kristin Kyoko | Rep | 2014-03-17 | 2015-08-01 | ||
| 2 | Amir, Faridah | Rep | 2017-08-21 | 2019-07-19 | ||
| 3 | Ao Ieong, Ka Ian 歐陽嘉恩 | Rep | 2018-01-22 | |||
| 4 | Bannon, Deborah Mary | F | Rep | 2017-08-24 | 2019-04-04 | |
| RO | 2019-04-04 | |||||
| 5 | Brain, Paul Robert (SFC:BLD597) | M | Rep | 2017-10-23 | 2017-10-25 | |
| Rep | 2018-10-04 | 2018-10-09 | ||||
| 6 | Brown, Sebastian Gordon | M | Rep | 2014-01-30 | 2015-09-25 | |
| Rep | 2017-08-29 | 2023-01-01 | ||||
| 7 | Buerge, Alex Karl | M | Rep | 2015-05-26 | 2015-06-03 | |
| 8 | Cha, Yong Jin 車墉鎮 | Rep | 2018-10-11 | 2020-01-01 | ||
| 9 | Challenger, Lynn Thomas (SFC:BAH334) | M | RO | 2013-01-31 | 2014-03-07 | |
| 10 | Chan, Chi Man (SFC:AVA790) 陳志雯 | Rep | 2020-07-27 | 2021-03-24 | ||
| 11 | Chan, Jenny Ka Yun 陳嘉茵 | F | Rep | 2014-01-16 | 2015-08-01 | |
| 12 | Chang, Carmen 張嘉雯 | F | Rep | 2012-11-12 | 2015-06-03 | |
| Rep | 2015-09-01 | 2016-06-01 | ||||
| 13 | Chang, Lei (SFC:BGO327) 常磊 | Rep | 2015-11-20 | 2017-03-31 | ||
| 14 | Chen, Kuan Ying 陳冠穎 | Rep | 2008-11-04 | 2011-04-30 | ||
| 15 | Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 | Rep | 2013-05-03 | 2014-06-06 | ||
| 16 | Cheung, Hoi Ki (SFC:BPH626) 張鎧淇 | Rep | 2020-02-26 | 2021-02-01 | ||
| 17 | Chiang, Hong Yip | Rep | 2014-08-29 | 2016-01-30 | ||
| 18 | Chiu, Bill Lawrence Sung Biu 趙崇鏢 | M | Rep | 2016-04-18 | 2016-06-06 | |
| RO | 2016-06-06 | |||||
| 19 | Chong, Sue Ching 張素菁 | F | Rep | 2014-09-05 | 2017-11-24 | |
| RO | 2017-11-24 | 2018-10-22 | ||||
| 20 | Chu, Hsu Wen 朱戌文 | Rep | 2016-07-19 | 2020-09-01 | ||
| 21 | Chung, Siu Hong Billy 鍾兆康 | Rep | 2019-09-20 | 2019-11-27 | ||
| 22 | Cimino, John Arthur | M | Rep | 2014-03-03 | 2015-08-15 | |
| 23 | Clay, Nicholas Timothy (SFC:BDE792) | M | Rep | 2014-04-07 | 2014-07-07 | |
| 24 | Collis, Murray James | M | RO | 2013-01-31 | 2014-02-25 | |
| Rep | 2014-02-25 | 2016-05-27 | ||||
| 25 | Collis, Richard Mark | M | Rep | 2014-01-30 | 2015-06-02 | |
| 26 | Cox, Simon James (SFC:BDM349) | M | Rep | 2014-05-29 | 2016-03-31 | |
| 27 | Delaney-Smith, Graeme James Robert | M | Rep | 2013-10-16 | 2014-01-16 | |
| 28 | Delgiudice, John Paul | M | Rep | 2015-10-28 | 2022-11-01 | |
| 29 | Dent, John George | M | Rep | 2016-04-05 | 2016-04-15 | |
| 30 | Duff, Thomas Hunter | M | Rep | 2017-06-23 | 2017-06-30 | |
| Rep | 2018-07-03 | 2018-07-09 | ||||
| 31 | Fu, Eric Wai Man 傅偉民 | M | Rep | 2013-01-25 | 2014-03-25 | |
| 32 | Fung, Yuen Fun 馮婉芬 | Rep | 2013-10-29 | 2022-01-03 | ||
| 33 | Fung, Yuen Tsun 馮苑蓁 | Rep | 2012-06-01 | 2013-05-15 | ||
| 34 | Gerhard, Albert Ulrich (SFC:BOG329) | M | Rep | 2019-05-10 | 2019-05-17 | |
| 35 | Gerrard, Elizabeth Sarah (SFC:BON891) | F | Rep | 2019-07-02 | 2021-06-07 | |
| 36 | Guinness, Stuart Wesley Grattan | M | Rep | 2014-03-10 | 2014-07-14 | |
| 37 | Harden, Alan Jerry (SFC:AAF818) | M | RO | 2012-03-26 | 2015-12-31 | |
| 38 | He, Lei (SFC:AYN150) 賀磊 | Rep | 2013-03-14 | 2015-04-21 | ||
| 39 | Hmelnitsky, Leonid Michael | M | RO | 2015-06-15 | 2019-01-15 | |
| 40 | Ho, Andy 何肇聰 | F | RO | 2013-01-31 | 2016-02-05 | |
| 41 | Ho, Judy May Wai 何美蕙 | F | Rep | 2013-10-07 | 2015-06-06 | |
| 42 | Hwang, Suk Hwan | RO | 2009-03-09 | 2012-11-22 | ||
| 43 | Jiang, David T 姜治平 | M | RO | 2008-06-06 | 2010-04-10 | |
| 44 | Jing, Hua (SFC:ATE233) 景華 | Rep | 2016-06-28 | 2018-09-07 | ||
| 45 | Jones, Barnaby Leonard | M | Rep | 2020-07-20 | ||
| 46 | Kennedy, Brett Ashwin James | M | Rep | 2017-10-10 | ||
| 47 | Kim, Eung Who | 49 | Rep | 2013-10-29 | ||
| 48 | Ko, Gregory Adam 高泳鍇 | M | Rep | 2014-06-24 | 2015-03-23 | |
| 49 | Kopitsis, Nicolas | M | Rep | 2016-05-10 | 2018-02-02 | |
| RO | 2018-02-02 | 2021-03-01 | ||||
| 50 | Lam, Chi Ming (SFC:AZJ283) 林智明 | Rep | 2020-10-09 | 2021-12-17 | ||
| 51 | Lam, Sahra 林思源 | Rep | 2015-03-25 | 2019-04-30 | ||
| 52 | Lau, Johnette Ka 劉嘉 | Rep | 2012-10-10 | 2014-07-25 | ||
| 53 | Lau, Melannie Yan Yan 劉欣欣 | Rep | 2014-01-15 | 2014-08-13 | ||
| 54 | Leckie, Roy Mcgregor (SFC:BLD300) | M | Rep | 2017-10-27 | 2017-11-01 | |
| Rep | 2018-04-06 | 2018-04-13 | ||||
| 55 | Lee, Flora Hoi Ling 李凱玲 | F | Rep | 2015-02-13 | 2017-08-31 | |
| 56 | Leung, Wai Ting Amy 梁煒婷 | Rep | 2015-12-30 | 2019-06-17 | ||
| 57 | Li, Vincent Ho Fai 李浩暉 | M | Rep | 2017-11-01 | 2021-06-03 | |
| 58 | Lin, Amanda Yi-Chun 林怡君 | F | Rep | 2012-08-13 | 2015-10-27 | |
| 59 | Lui, Man Ying 呂文瑛 | Rep | 2008-07-15 | 2011-04-19 | ||
| RO | 2011-04-19 | |||||
| 60 | Lung, Philip Edwin | M | Rep | 2014-11-27 | 2015-05-07 | |
| RO | 2015-05-07 | 2018-05-21 | ||||
| 61 | MacKirdy, Andrew Stuart (SFC:BPF524) | M | Rep | 2020-01-09 | 2020-01-17 | |
| 62 | Maclean, Murdo Alexander | M | Rep | 2015-10-30 | 2015-11-05 | |
| Rep | 2017-03-15 | 2017-03-20 | ||||
| Rep | 2018-10-15 | 2018-10-29 | ||||
| Rep | 2019-02-25 | 2019-03-06 | ||||
| Rep | 2019-08-23 | 2019-08-30 | ||||
| Rep | 2020-03-23 | 2020-04-23 | ||||
| Rep | 2020-08-11 | 2020-08-18 | ||||
| Rep | 2021-02-17 | 2021-03-03 | ||||
| 63 | Martin, Charles Ashley | M | Rep | 2014-09-03 | ||
| 64 | Matsuura, Hiroki 松浦弘樹 | Rep | 2012-11-15 | 2013-06-27 | ||
| 65 | McDonagh, Colm James | M | Rep | 2019-03-11 | 2019-03-15 | |
| 66 | Merritt, Mathew | M | Rep | 2019-09-02 | 2019-09-09 | |
| 67 | Noronha, Virginia Choi Ping 彩平 | F | Rep | 2012-05-03 | 2012-08-10 | |
| 68 | Saffaye, George Christopher | M | Rep | 2018-09-21 | 2018-09-28 | |
| Rep | 2018-10-26 | 2018-11-05 | ||||
| Rep | 2019-02-25 | 2019-03-01 | ||||
| Rep | 2019-09-06 | 2019-09-13 | ||||
| 69 | Schulte, Paul Louis Peter | M | Rep | 2012-08-20 | 2012-08-31 | |
| 70 | Sempill, Francis Henry William Forbes | 42 | M | Rep | 2015-10-30 | 2015-11-05 |
| 71 | Shamsuddin, Doni | RO | 2015-04-30 | |||
| 72 | So, Yenny Tsz Yan 蘇子恩 | Rep | 2014-01-15 | 2015-06-03 | ||
| 73 | Speciale, Mark Phillip | M | Rep | 2015-03-24 | 2015-05-23 | |
| 74 | Sun, Haifeng 孫海峰 | RO | 2008-06-06 | 2013-11-07 | ||
| 75 | Sun, Ming (SFC:AVC988) 孫明 | Rep | 2012-09-28 | 2014-10-07 | ||
| 76 | Suri, Navin | Rep | 2012-09-26 | 2013-11-27 | ||
| 77 | Tha, Gyaw Min 高明 | Rep | 2015-07-10 | 2016-05-12 | ||
| 78 | Tojima, Masato | Rep | 2014-03-28 | 2015-07-04 | ||
| 79 | Tse, Carmen Ka Man 謝嘉汶 | F | Rep | 2020-06-22 | 2023-01-01 | |
| 80 | Tse, Pui Kwan (SFC:AFF231) 謝佩坤 | Rep | 2012-08-13 | 2013-07-05 | ||
| 81 | Tse, Yue Hong 謝汝康 | Rep | 2016-11-18 | 2017-06-30 | ||
| 82 | Tuen Muk, Hoi Ning Helen 端木愷寧 | F | Rep | 2015-03-24 | 2015-06-03 | |
| 83 | Uding, Gerardus Henricus Paulus | M | Rep | 2013-08-27 | 2014-01-09 | |
| RO | 2014-01-09 | 2016-09-05 | ||||
| 84 | Walton, Matthew (SFC:AXL711) | M | Rep | 2013-09-09 | 2016-02-19 | |
| RO | 2016-02-19 | 2021-08-20 | ||||
| 85 | Wong, Shu Xian Melanie 王淑嫻 | Rep | 2017-05-19 | 2018-03-21 | ||
| 86 | Wong, Sui Man 黃瑞文 | Rep | 2008-11-04 | 2012-03-21 | ||
| 87 | Wright, Lindsay Megan | F | Rep | 2016-06-13 | 2016-09-27 | |
| RO | 2016-09-27 | 2018-06-13 | ||||
| 88 | Wu, Qin (SFC:BBH665) 武芹 | Rep | 2017-11-06 | 2018-11-21 | ||
| 89 | Yan, Cleo Sheung Ngar 甄尚雅 | F | Rep | 2013-05-09 | 2014-07-17 | |
| 90 | Yeh, Albert Alan | M | Rep | 2013-08-01 | 2014-03-20 | |
| 91 | Yen, Nga Man 嚴雅雯 | Rep | 2008-07-15 | 2019-12-25 | ||
| 92 | Yeung, Fu Ngai 楊富藝 | Rep | 2014-04-01 | 2015-07-16 | ||
| 93 | Yip, Lai Chuen 葉禮荃 | Rep | 2015-01-13 | 2015-08-01 | ||
| 94 | Yu, Kai (SFC:AUQ952) 于凱 | Rep | 2019-08-07 | 2022-09-27 | ||
| 95 | Yu, Sandra Ka Yee 余嘉儀 | F | Rep | 2011-01-12 | ||
| 96 | Yuen, Zit Tun 袁雪彤 | Rep | 2015-04-24 | 2015-09-18 | ||
| 97 | Zhang, Jinhong (SFC:BHR791) 張金弘 | Rep | 2019-07-16 | 2021-09-09 | ||
| 98 | Zhang, Xuan (SFC:AIQ967) 張璇 | Rep | 2014-12-03 | 2015-04-20 | ||
| RO | 2015-04-20 | 2019-11-22 | ||||
| 99 | Zhao, Xiaowei 趙晓薇 | Rep | 2018-06-08 |
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