LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Choon, Yew Khee 秦耀奇 46 M RO 2008-11-20 2013-11-01
2 Creighton, Antony John M RO 2014-01-03
3 Daniels, Jared R Rep 2015-10-22 2015-10-28
4 Donald, James Maitland M Rep 2015-06-30 2015-07-02
Rep 2016-10-28 2016-10-29
5 Ge, Si Rui 葛思睿 Rep 2014-09-16 2017-09-14
6 Griffen, Timothy Shields M Rep 2015-11-13 2015-11-17
7 Hope, Rupert Dickie (SFC:BHM098) M Rep 2016-05-17 2016-05-21
Rep 2016-09-22 2016-09-26
8 Kashanek, Peter James M Rep 2016-01-25 2016-02-01
9 Keating, Edward Peter M Rep 2016-06-20 2016-06-27
10 Lowe, Diya Rep 2015-05-21 2018-04-17
11 Prugue, Robert Andrew M RO 2008-11-20 2018-02-28
12 Reinsberg, John Robert M Rep 2015-10-13 2015-10-17
13 Simon, Denise Sarah F Rep 2015-07-28 2015-07-29
14 Temple, Ronald Scott M Rep 2016-02-24 2016-02-26
15 Wan, Charmian Shu Mong 溫紓望 F RO 2015-05-13 2017-12-03
16 Yu, Vernon Ka Leung RO 2014-08-18 2016-02-10

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