Tora Trading Services Limited (HK)

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Coombs, Jonathan Lee 顧植德		M	Rep	2010-10-13	2013-04-30
2	Ducker, James Keith		M	RO	2008-11-14
3	Gallagher, Brendan Daniel		M	Rep	2011-09-26	2013-05-31
4	Glover, Jethro Alexander John		M	Rep	2009-12-18	2010-12-21
				RO	2010-12-21
5	Jepsen, Brian P		M	RO	2008-11-14
6	Kong, Shing Hon 江承翰			Rep	2011-04-28	2011-12-22
7	Larkin, David Grady		M	RO	2008-11-14	2010-02-18
				Rep	2010-02-18	2010-04-15
8	Santos, Robert Baron		M	Rep	2010-06-04	2012-02-29
9	Sivapathasundaram, Radeepan			Rep	2009-06-09	2009-08-04
				RO	2009-08-04	2010-09-17

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