CBRE Clarion Securities HKG Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Ferguson Iii, Thomas Ritson		M	RO	2008-01-04	2012-05-21
2	Lang, Erik Joseph		M	Rep	2008-09-11	2016-12-19
3	Pica, Justin Primo		M	Rep	2010-05-07	2012-04-30
4	Wong, Helen Wai Wah 王偉華		F	Rep	2008-02-18	2018-12-31
5	Wong, Nelson Chi Fai 黃志輝		M	RO	2008-01-25	2018-12-31

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