SMBC Capital Markets (Asia) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	Role	From	Until
1	Ishihara, Takashi 石原貴司			RO	2015-03-24	2015-11-20
2	Matsumura, Akihiko			RO	2010-07-14	2012-05-07
3	Miki, Yasuhiro 三木康裕			RO	2015-07-15	2017-08-31
4	Rondinella, Joseph		M	RO	2010-07-14
5	Sewell, Anthony John		M	RO	2010-07-14	2020-01-31
6	Shimoyama, Yutaka 下山豐			RO	2012-07-04	2015-05-19
7	Wong, Adrian Alexander 王一鳴		M	Rep	2012-05-28
8	Zhao, Jack Jialin 趙家林		M	Rep	2010-07-14	2012-10-31
				RO	2012-10-31	2021-08-19

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