Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

• Key Data
• Officers
• Overlaps
• SFC licenses

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Ashworth, William David		M	Rep	2013-07-09	2013-07-10
2	Barnard, David (SFC:AVD117)		M	Rep	2012-02-28	2012-03-01
				Rep	2012-08-27	2012-08-29
3	Barua, Chirantan (SFC:AZT869)			Rep	2012-07-10	2012-07-11
				Rep	2013-01-23	2013-01-24
				Rep	2014-04-07	2014-04-08
				Rep	2015-01-26	2015-01-28
				Rep	2016-01-25	2016-01-26
4	Beveridge, Neil Alexander Stewart		M	RO	2011-09-28
5	Bi, Zhongyuan 畢仲圓			Rep	2015-08-19	2016-05-28
6	Bian, Lu 邊璐			Rep	2011-10-24	2016-06-27
7	Brackett, Robert Alan		M	Rep	2013-03-25	2013-03-28
				Rep	2014-08-21	2014-08-22
				Rep	2015-03-03	2015-03-04
				Rep	2015-08-25	2015-09-02
				Rep	2016-08-30	2016-08-31
8	Carney, Laura Emmet Nelson		M	Rep	2014-12-16	2018-03-09
9	Chan, Benjamin Yu Ki 曾裕基		M	Rep	2016-01-25
10	Chan, Jean Ching Lan 陳靜蘭			Rep	2013-05-16	2016-04-17
11	Chang, Fu-Ju 章馥如			Rep	2014-02-27	2018-06-06
12	Chen, Mo (SFC:AYI933) 陳默			Rep	2011-10-31	2014-02-15
13	Chen, Xue Liang 陈学亮			Rep	2013-09-19	2017-01-19
14	Chen, Yen-Fu 陳彥甫			Rep	2013-03-13	2014-07-11
15	Cheng, Hua (SFC:AXQ586) 程華			Rep	2011-10-27	2014-05-12
16	Chhugani, Gautam Prakash		M	Rep	2016-11-23	2016-11-28
17	Chia, Kiara Kim Szu Shyan			Rep	2011-10-24	2013-04-02
				Rep	2013-04-05	2013-04-09
				Rep	2013-10-31	2013-11-01
				Rep	2014-09-15	2014-09-16
				Rep	2015-04-27	2015-04-28
				Rep	2015-10-07	2015-10-14
				Rep	2016-10-03	2016-10-04
18	Ching, Yi Edmund		M	Rep	2012-11-12	2012-11-16
				Rep	2013-04-05	2013-04-09
				Rep	2013-07-22	2013-07-25
				Rep	2013-09-19	2013-09-25
				Rep	2013-10-15	2013-10-16
				Rep	2013-11-01	2013-11-01
				Rep	2014-02-25	2014-02-27
				Rep	2014-04-23	2014-04-25
				Rep	2014-05-26	2014-05-28
				Rep	2014-08-18	2014-08-20
				Rep	2014-09-15	2014-09-19
				Rep	2014-10-29	2014-10-31
				Rep	2014-11-10	2014-11-11
				Rep	2015-01-21	2015-01-23
				Rep	2015-03-16	2015-03-18
				Rep	2015-04-27	2015-04-29
				Rep	2015-06-08	2015-06-12
				Rep	2015-07-13	2015-07-15
				Rep	2015-10-20	2015-10-24
				Rep	2015-12-07	2015-12-10
				Rep	2016-01-26	2016-01-28
				Rep	2016-02-17	2016-02-19
				Rep	2016-04-11	2016-04-13
				Rep	2016-07-11	2016-07-12
				Rep	2016-09-26	2016-09-28
				Rep	2016-11-07	2016-11-09
19	Cho, Ik Hyun			Rep	2016-06-29	2021-04-03
20	Chung, Ka Po 鍾家寶			Rep	2011-10-24	2022-07-18
21	Clint, Oswald Conan		M	Rep	2013-11-28	2013-11-29
				Rep	2016-12-06	2016-12-07
22	Cox, Mark Henry 郭馬克		M	RO	2011-09-28	2022-03-31
23	Crispin, James Anthony		M	Rep	2013-05-13	2018-10-05
24	Dai, Hao (SFC:BAX544) 戴浩			Rep	2013-02-20	2020-08-31
25	Dibadj, Ali M			Rep	2013-03-25	2013-03-31
26	Feng, Siwei 馮思為			Rep	2012-08-16	2013-06-22
27	Ferragu, Pierre Charles Louis Hubert Marie		M	Rep	2012-03-05	2012-03-07
				Rep	2012-03-19	2012-03-20
				Rep	2012-09-05	2012-09-05
28	Fraser Jenkins, Inigo Lewis		M	Rep	2016-02-17	2016-02-19
29	Fu, Yuanning 符苑宁			Rep	2016-02-01	2018-03-09
30	Gait, Paul Joseph Douglas		M	Rep	2013-12-05	2013-12-06
31	Gao, Yawen (SFC:BDU945) 高雅文			Rep	2014-07-18	2016-07-30
32	Garcia, Cristobal Antonio		M	Rep	2011-10-24	2021-06-30
33	Garre, Venugopal			Rep	2016-06-27	2016-07-08
				Rep	2016-08-31	2016-09-02
34	Gong, Zhen (SFC:BIG500) 龔震			Rep	2016-09-22	2019-06-21
35	Gordon, Daniel (SFC:AHE138)		M	RO	2011-09-28	2024-04-09
36	Green, Nicholas James (SFC:BHT971)		M	Rep	2016-08-01	2016-08-02
37	Gudzinskaya, Alla			Rep	2016-02-17	2016-02-19
38	Gupta, Gaurav (SFC:BAH386)			Rep	2012-10-15	2012-10-19
39	Harned, Douglas Stuart		M	Rep	2012-10-31	2012-11-05
				Rep	2013-11-01	2013-11-10
				Rep	2014-11-05	2014-11-11
				Rep	2015-11-02	2015-11-07
				Rep	2016-11-02	2016-11-07
40	Henderson, Samuel Thomas		M	Rep	2011-10-24	2013-06-26
41	Herman, Neal Thomson			Rep	2013-01-07	2014-07-14
				Rep	2014-09-17	2014-09-29
42	Ho, Purdy Pin Pin 何翩翩			Rep	2013-04-15	2014-01-11
43	Hogbin, Christopher Edward George		M	RO	2016-11-03	2018-03-12
44	Hou, Wei (SFC:BBW930) 侯煒			Rep	2013-09-19	2017-07-24
45	Houghton, Edward Luke		M	Rep	2014-12-05	2014-12-05
46	Hu, Jinge 胡金戈			Rep	2013-07-22	2015-09-26
47	Huang, Jie (SFC:BBF165) 黃頡			Rep	2013-04-30	2022-07-21
48	Huang, Yi-Chen 黃苡禎			Rep	2014-11-24	2015-07-21
49	Hulkunte Nagaraj, Ayush			Rep	2011-10-24	2019-02-22
50	Hutton, Ian (SFC:ANR984)		M	Rep	2014-06-18	2016-08-11
				RO	2016-08-11	2018-10-01
51	Jin, Yueqi 金悦奇			Rep	2015-05-06	2017-10-27
52	Juenger, Todd Michael		M	Rep	2016-06-15	2016-06-16
53	Kim, Jaehee 金宰熙			Rep	2013-07-31	2016-03-25
54	Kim, Joshua Taehyun		M	Rep	2011-10-24	2012-05-18
55	Kirjner Neto, Carlos		M	Rep	2014-11-07	2014-11-12
56	Ko, Raymond 高力文		M	Rep	2011-10-24	2012-12-11
57	Koay, Siu Choon 郭修俊			Rep	2011-10-27	2013-03-09
58	Koo, Da Wan 丘多完			Rep	2012-07-27	2013-12-28
59	Kurz, Clifford Waits 谷力佛		M	Rep	2015-05-19	2016-08-27
60	Kwek, Kevin Siew Beng		M	Rep	2012-05-24	2012-05-25
				Rep	2012-06-04	2012-06-06
				Rep	2012-06-14	2012-06-14
				Rep	2012-08-02	2012-08-03
				Rep	2012-09-11	2012-09-14
				Rep	2012-10-10	2012-10-12
				Rep	2012-11-13	2012-11-16
				Rep	2012-12-17	2012-12-19
				Rep	2013-02-20	2013-02-21
				Rep	2013-03-06	2013-03-08
				Rep	2013-05-15	2013-05-16
				Rep	2013-07-02	2013-07-04
				Rep	2013-07-31	2013-08-05
				Rep	2013-08-15	2013-08-16
				Rep	2013-09-10	2013-09-13
				Rep	2013-10-09	2013-10-11
				Rep	2013-11-15	2013-11-20
				Rep	2014-01-07	2014-01-10
				Rep	2014-02-04	2014-02-07
				Rep	2014-02-11	2014-02-20
				Rep	2014-04-14	2014-04-17
				Rep	2014-06-16	2014-06-17
				Rep	2014-06-25	2014-06-27
				Rep	2014-07-14	2014-07-16
				Rep	2014-09-03	2014-09-04
				Rep	2014-09-18	2014-09-20
				Rep	2014-11-10	2014-11-12
				Rep	2015-01-05	2015-01-08
				Rep	2015-02-09	2015-02-11
				Rep	2015-03-02	2015-03-04
				Rep	2015-04-27	2015-04-29
				Rep	2015-06-22	2015-06-25
				Rep	2015-07-13	2015-07-16
				Rep	2015-08-04	2015-08-07
				Rep	2015-08-31	2015-09-01
				Rep	2015-09-11	2015-09-15
				Rep	2015-11-16	2015-11-20
				Rep	2015-11-30	2015-12-01
				Rep	2016-01-14	2016-01-15
				Rep	2016-02-22	2016-02-24
				Rep	2016-03-21	2016-03-25
				Rep	2016-05-23	2016-05-26
				Rep	2016-07-08	2016-07-08
				Rep	2016-07-19	2016-07-22
				Rep	2016-08-31	2016-09-02
				Rep	2016-11-02	2016-11-04
61	Lam, Derek Matthew 林嘉誠		M	Rep	2014-11-24	2015-07-30
62	Lane, Christopher Allen		M	Rep	2013-07-05	2020-07-31
63	Lau, Gilbert Kin Chi 劉健智			Rep	2011-10-24	2011-12-28
64	Lau, Johnny Ka Ki 劉家棋		M	Rep	2011-10-24	2021-08-27
65	Lau, Vanessa Bik Yun 劉碧茵	44	F	Rep	2012-01-27	2015-09-13
66	Leung, Alex Sing Pong 梁承邦			Rep	2011-10-24	2015-11-23
67	Li, Cheng (SFC:BIC748) 李铖			Rep	2016-08-31	2018-03-29
68	Li, Hsinlin 李欣霖			Rep	2011-10-24
69	Li, Kelman Jun Qiao 李駿翹			Rep	2015-12-24	2021-03-12
70	Li, Shuangxing 李双星			Rep	2015-08-31	2017-03-05
71	Lian, Ziqi 練子淇			Rep	2013-12-04	2016-02-06
72	Liang, Michelle Alison Hing Man 梁馨文		F	Rep	2011-10-24	2013-08-31
73	Lim, Marcus Brandon 林克傑		M	Rep	2015-06-09	2019-07-05
74	Lin, Jie (SFC:BBI105) 林洁			Rep	2013-05-27	2014-09-20
75	Liu, Chong (SFC:BEB923) 劉翀			Rep	2014-09-01	2018-03-09
76	Liu, Yang (SFC:BFC549) 劉洋			Rep	2015-03-16	2019-06-07
77	Liu, Zhenhua (SFC:BHT759) 劉振華			Rep	2016-07-08	2018-02-21
78	Lou, Ying (SFC:AVV243) 樓瑩			Rep	2011-10-24	2013-09-08
79	Lu, Hui-Chen 呂慧珍			Rep	2011-10-24	2013-02-09
80	Lu, Liyang 魯黎陽			Rep	2016-09-07	2018-03-28
81	Marchesseau, Eric Jacques		M	Rep	2013-05-06	2013-10-10
				RO	2013-10-10
82	Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260)		F	Rep	2011-11-23	2011-11-25
				Rep	2012-01-16	2012-01-17
				Rep	2012-02-27	2012-02-28
				Rep	2012-05-02	2012-05-04
				Rep	2012-07-09	2012-07-10
				Rep	2012-08-20	2012-08-21
				Rep	2012-09-24	2012-10-10
				RO	2012-10-10	2016-07-30
83	McGranahan, Colin Andrew		M	Rep	2014-10-17	2014-10-24
84	McLeish, Euan Grant		M	Rep	2015-06-23	2022-12-31
85	Merriman, Jamie Susan		F	Rep	2014-06-17	2014-06-20
86	Miles, Michael Christopher		M	Rep	2012-07-03	2016-09-25
87	Moel Modiano, Alberto		M	Rep	2011-10-24	2017-06-30
88	Moerdler, Mark L		M	Rep	2015-01-05	2015-01-05
89	Newman, Mark Christopher (SFC:AVK470)		M	Rep	2011-10-24	2021-02-12
90	Ong, Chi Sheng 王其勝			Rep	2013-06-04	2014-06-01
91	Ortelli, Mario Zaccaria Carlo		M	Rep	2013-06-17	2013-06-24
				Rep	2014-02-26	2014-02-27
				Rep	2014-06-17	2014-06-20
				Rep	2015-03-16	2015-03-17
				Rep	2016-04-11	2016-04-13
92	Ou Yang, Yan Ying Jamie		M	Rep	2016-01-15	2016-01-15
93	Oxgaard, Jonas Ingemar			Rep	2016-06-20	2016-06-22
94	Park, Soo Jin			Rep	2014-01-17	2015-02-04
95	Parker, Michael Wade		M	Rep	2011-10-24	2016-11-02
				RO	2016-11-02
96	Prozesky, Paul Martin		M	Rep	2012-06-19	2012-06-20
97	Pun, Hoi Ying 潘凱瀛			Rep	2015-09-14	2018-03-10
98	Qiu, Wangshu 裘望舒			Rep	2011-10-24	2013-08-23
99	Redenius, Jeremy Martin		M	Rep	2013-06-03	2013-06-04
100	Ritter, Andrew Jacob		M	Rep	2012-04-05	2013-01-04
101	Senatore, Sara Betty Harkavy		F	Rep	2015-05-11	2015-05-12
102	Shim, Aidan Taehoon			Rep	2012-02-07	2012-08-27
103	Shiu, Yik Hung 蕭奕雄			Rep	2013-05-06	2016-07-01
104	Stirling, Joshua C		M	Rep	2013-03-25	2013-03-26
105	Stirling, Trevor John (SFC:AXK433)		M	Rep	2012-06-28	2012-06-29
				Rep	2015-09-04	2015-09-04
				Rep	2016-05-13	2016-05-13
106	Sun Mattison, Linda Wu		F	Rep	2013-05-03	2015-10-16
				Rep	2016-01-18	2016-01-24
				Rep	2016-03-18	2016-03-29
				Rep	2016-05-23	2016-05-31
				Rep	2016-08-22	2016-09-02
				Rep	2016-10-24	2016-10-28
107	Sun, Xin (SFC:BHS412) 孫欣			Rep	2016-06-29	2020-09-13
108	Tam, Jeffrey Lap Hang 談立亨		M	Rep	2013-06-11	2013-09-02
109	Tan, Toon Leng			Rep	2014-06-05	2014-06-08
				Rep	2014-08-25	2014-08-29
				Rep	2015-04-30	2015-05-06
				Rep	2015-11-30	2015-12-04
				Rep	2016-02-29	2016-03-04
				Rep	2016-10-24	2016-10-28
110	Tang, Ernest Yiu Man 鄧耀民		M	Rep	2013-02-20	2019-09-06
111	Tian, Silu 田思露			Rep	2016-08-02	2017-10-24
112	Tiano, Joseph Salvatore		M	Rep	2011-10-24	2013-06-29
113	Tom, Judy		F	Rep	2016-05-30	2016-08-11
				RO	2016-08-11	2017-11-22
114	Topouzoglou, Norbert Mihran		M	Rep	2012-04-23	2018-05-25
115	Tsang, Kenneth Ky Sung 曾紀崇		M	Rep	2012-04-17	2014-01-09
116	Tse, Jaff Ka Wai 謝家威			RO	2011-09-28	2018-09-26
117	Tsui, Eva Tsun Ying 徐俊英		F	Rep	2012-06-15	2013-07-08
118	Umansky, Vitaly		M	Rep	2014-05-02	2022-09-30
119	Uy, Sharyn Marissa 黃小鈴		F	Rep	2014-11-28	2022-05-16
120	Vajpayee, Bhavtosh			Rep	2016-06-07	2018-07-05
121	Van Brugge, Robert Pieter		M	RO	2011-09-28
122	Vyas, Joy (SFC:BBJ069)			Rep	2013-05-30	2013-05-31
				Rep	2013-11-13	2013-11-15
				Rep	2016-01-25	2016-01-26
123	Wang, Fanrong (SFC:BCS752) 王璠鎔			Rep	2015-05-18	2015-06-08
124	Wang, Huan (SFC:AWI425) 王歡			Rep	2013-03-25	2015-09-20
125	Wang, Lu (SFC:AXX186) 王璐			Rep	2011-10-24	2015-02-04
126	Wang, Ping (SFC:BIG438) 王平			Rep	2016-09-22	2018-05-11
127	Warburton, Max Eliot Adair			Rep	2012-04-26	2012-04-27
				Rep	2012-08-21	2012-08-31
				Rep	2012-09-25	2012-09-26
				Rep	2013-02-19	2013-02-21
				Rep	2013-03-20	2013-03-21
				Rep	2013-04-08	2013-04-11
				Rep	2013-06-24	2013-06-27
				Rep	2013-09-09	2013-09-11
				Rep	2013-10-30	2013-11-01
				Rep	2014-01-07	2014-01-08
				Rep	2014-01-22	2014-01-24
				Rep	2014-03-03	2014-03-04
				Rep	2014-05-19	2014-05-22
				Rep	2014-09-03	2014-09-05
				Rep	2014-11-12	2014-11-14
				Rep	2015-01-21	2015-01-23
				Rep	2015-03-05	2015-03-06
				Rep	2015-05-04	2015-05-08
				Rep	2015-11-13	2015-11-27
128	Welch, David John Jr		M	Rep	2016-04-05	2016-09-01
129	Wen, Bo (SFC:BAD547) 文博			Rep	2012-09-04	2016-01-30
130	Werner, Michael Joseph		M	Rep	2011-10-24	2013-09-11
				Rep	2013-10-28	2013-11-10
				Rep	2013-12-09	2013-12-15
131	Winoker, Steven Eric		M	Rep	2013-06-20	2013-06-24
				Rep	2016-02-29	2016-03-01
132	Wong, Christopher Chi Kin (SFC:AXO118) 黃子建		M	Rep	2011-10-24	2018-01-28
133	Wood, Andrew Dennis		M	Rep	2011-12-08	2011-12-09
				Rep	2013-07-24	2013-07-24
134	Wright, Thomas Rowe		M	Rep	2012-04-23	2012-04-27
135	Xie, Yang (SFC:BIC745) 謝央			Rep	2016-08-31	2017-08-16
136	Yeung, Matthew Kam Yan 楊錦恩		M	Rep	2016-01-18
137	Yiu, Hung Han 姚虹嫻			Rep	2015-01-14	2015-03-13
138	Yu, Paul Bo 于博		M	Rep	2015-09-25	2022-01-06
139	Zhang, Jiajun (SFC:BDR531) 张佳駿			Rep	2014-08-25	2016-07-09
140	Zhang, Liang (SFC:AVA073)			Rep	2011-10-24	2012-02-29
141	Zheng, Zhi (SFC:BBP885) 鄭直			Rep	2013-07-22	2014-06-20
142	Zhou, Jing (SFC:BAA703) 周璟			Rep	2013-04-05	2016-05-22
143	Zhou, Min (SFC:BDT648) 周敏			Rep	2014-07-11	2017-04-28
144	Zhu, Binbin (SFC:AYQ808) 朱璸鑌			Rep	2012-06-07
145	Zhu, Junliang (SFC:BEN145) 朱駿亮			Rep	2014-11-27	2015-11-14
146	Zhu, Wenting 朱文婷			Rep	2015-08-25	2018-09-14

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---