Fortune Ocean Asset Management Limited 富海資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Chan, Wai Yin (SFC:AMS298) 陳偉賢			Rep	2020-08-31	2020-10-30
				RO	2020-10-30
2	Chen, Xingyu (SFC:BRU801) 陳星宇			Rep	2021-11-05
3	Jiang, Li (SFC:BOP624) 蒋力			Rep	2019-09-02	2020-08-01
4	Lo, Sharon Suet Ting 盧雪婷		F	RO	2018-11-07	2020-01-17
5	Wu, Wenquan 吳文全			Rep	2020-01-02	2020-01-29
				RO	2020-01-29
6	Yu, Fan (SFC:BRY610) 于帆			Rep	2021-12-28
7	Zhang, Ji (SFC:BLI774) 張霽			RO	2018-11-07	2023-03-03

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