China Zhong Sheng Securities Limited 中國中盛證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Hu, Shengsui 胡盛穗			RO	2019-01-29	2019-09-13
2	Lu, Yilin (SFC:AOG682) 呂禕麟	40	M	Rep	2020-02-17	2020-02-26
				RO	2020-02-26	2023-03-31
3	Lui, Dennis Kar Wong 呂家煌		M	RO	2019-01-29	2020-02-29
4	Shi, Jianan (SFC:ATH351) 史佳楠			Rep	2020-05-14	2022-03-01
5	Wang, Nathan 王焱武		M	Rep	2019-08-20	2019-09-03
				RO	2019-09-03	2023-11-30

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