PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Brooke, Charles Stephen Anthony | M | Rep | 2021-11-26 | 2022-12-31 | |
| 2 | Chan, George Wing Yau 陳永祐 | 66 | M | RO | 1998-06-15 | 2005-01-13 |
| 3 | Chan, Ka Wai (SFC:AKO666) 陳嘉威 | Rep | 2007-06-11 | 2008-01-18 | ||
| Rep | 2009-08-31 | 2012-06-19 | ||||
| 4 | Chan, Mei Wan (SFC:AQF654) 陳美雲 | Rep | 2008-01-07 | 2008-02-05 | ||
| 5 | Chan, Pik Yan 陳碧忻 | Rep | 2003-05-10 | |||
| 6 | Chan, Po Shan (SFC:AGK199) 陳寶珊 | Rep | 2003-11-26 | 2004-03-22 | ||
| 7 | Chan, Wai Ho (SFC:AFX847) 陳偉濠 | Rep | 2003-11-01 | |||
| 8 | Chandgothia, Binay | Rep | 2005-10-28 | 2006-03-20 | ||
| RO | 2006-03-20 | 2021-06-11 | ||||
| 9 | Chang, Helen 張令遠 | F | RO | 2009-01-06 | 2019-11-29 | |
| 10 | Chang, Solomon Hing Pong 陳興邦 | M | Rep | 2018-09-18 | 2022-06-30 | |
| 11 | Chang, Yu-Cheng 張育誠 | Rep | 2021-09-24 | 2022-12-31 | ||
| 12 | Chao, Mei-Ying 楊美瑛 | RO | 2005-10-26 | 2007-10-12 | ||
| 13 | Cheng, Ricky Ka Fu 鄭家富 | M | Rep | 2003-04-23 | ||
| 14 | Cheung, Eggie Hoi Kei 張凱琪 | Rep | 2007-10-09 | 2008-01-18 | ||
| 15 | Cheung, Joann Siu Man 張小敏 | Rep | 2006-05-30 | 2007-07-18 | ||
| 16 | Cheung, Ka Man (SFC:AFR829) 張嘉敏 | Rep | 2004-08-06 | |||
| 17 | Cheung, Ricky Chi Ho 張稚灝 | M | Rep | 2018-06-13 | 2019-06-24 | |
| 18 | Cheung, Tsz Man (SFC:AMB557) 張子文 | Rep | 2007-02-28 | 2007-11-16 | ||
| 19 | Chiang, Winnie Wai Ling 蔣慧玲 | F | Rep | 2006-04-20 | 2008-01-18 | |
| 20 | Chong, Kwok Chee 莊國幟 | Rep | 2021-07-02 | 2022-12-31 | ||
| 21 | Chow, Yan Yan 周茵茵 | Rep | 2003-04-17 | |||
| 22 | Chu, Fanny Sau Kuen 朱秀娟 | F | Rep | 2005-07-25 | 2008-01-18 | |
| 23 | Chu, Ka Shing 朱加城 | Rep | 2007-06-22 | 2008-01-18 | ||
| Rep | 2008-10-16 | 2010-11-02 | ||||
| RO | 2010-11-02 | 2012-11-06 | ||||
| 24 | Chung, Kin Keung 鍾建強 | Rep | 2006-03-08 | 2007-09-29 | ||
| 25 | Fong Chia, Kim Luan 方謝金鸞 | RO | 2004-01-31 | |||
| 26 | Fu, Rachel Ching 符清 | F | Rep | 2004-04-15 | 2007-06-29 | |
| 27 | Fung, Jane Che Yin 馮芷賢 | F | Rep | 2013-10-21 | 2014-12-31 | |
| 28 | Fung, Wing Tsan 馮永贃 | Rep | 2004-04-15 | 2007-01-29 | ||
| 29 | Gopalakrishnan, Prakash | M | Rep | 2020-09-17 | 2022-12-31 | |
| 30 | Ho, Andy Chi Hang 何自衡 | Rep | 2007-07-05 | 2008-01-18 | ||
| 31 | Ho, Cham (SFC:BCG431) 何湛 | Rep | 2014-07-03 | 2018-06-15 | ||
| 32 | Ho, Winnie Wai Yee 何慧兒 | F | Rep | 2015-06-17 | 2018-08-15 | |
| 33 | Hung, Hing On 孔慶安 | M | RO | 2004-04-15 | 2005-12-22 | |
| 34 | Jaros, Thomas Antonio | M | RO | 2004-11-05 | 2005-12-31 | |
| 35 | Jiang, Yiwei (SFC:BFO772) 姜一葦 | Rep | 2015-06-16 | 2018-08-24 | ||
| 36 | Ka, Pui Man 賈佩文 | Rep | 2007-03-29 | 2008-01-18 | ||
| 37 | Kam, Man Yin 甘敏賢 | Rep | 2004-02-27 | |||
| 38 | Ke, Wing Shuen 柯泳璇 | Rep | 2018-07-06 | 2022-12-31 | ||
| 39 | Khoo, Geok Choo Celestine | F | RO | 2017-11-03 | 2019-10-17 | |
| 40 | Kung, Wai Ting 龔偉廷 | Rep | 2007-02-28 | 2008-01-18 | ||
| Rep | 2009-08-31 | 2013-12-06 | ||||
| 41 | Kwan, Shuk Yee 關淑儀 | Rep | 2007-03-29 | 2007-10-07 | ||
| 42 | Kwok, Karen Ka Pik 郭嘉碧 | F | Rep | 2005-06-07 | ||
| 43 | Lam Wong, Carmen Wei Ching 林黃慧貞 | F | Rep | 2005-04-22 | 2005-12-01 | |
| 44 | Lam, Crystal Chi Jing 林芷貞 | F | Rep | 2009-08-31 | 2009-09-28 | |
| 45 | Lam, Lai Kwan (SFC:AXC908) 林麗君 | Rep | 2017-06-27 | 2022-12-31 | ||
| 46 | Lam, Linda Lam 林霖 | F | Rep | 2009-09-29 | 2013-09-13 | |
| 47 | Lau, Man (SFC:AJG153) 劉敏 | Rep | 2006-08-07 | 2008-01-18 | ||
| 48 | Lau, Yuki Kwai Chun 劉桂珍 | Rep | 2005-08-12 | 2006-05-04 | ||
| 49 | Law, Wai Hang 羅偉恆 | Rep | 2007-05-14 | 2008-01-18 | ||
| Rep | 2009-08-31 | 2012-11-06 | ||||
| 50 | Laydon, Frederick Tennyson | M | Rep | 2019-12-06 | 2021-05-03 | |
| 51 | Lee, Chloe Suet Lai 李雪麗 | F | Rep | 2008-10-16 | 2009-03-02 | |
| 52 | Lee, Hoi Lam (SFC:ANY111) 李凱琳 | Rep | 2006-09-15 | 2007-03-01 | ||
| 53 | Lee, Ka Wai (SFC:ACM361) 李家偉 | Rep | 2004-05-06 | |||
| 54 | Lee, Mary Pui Lan 李佩蘭 | F | Rep | 2007-03-06 | 2008-01-18 | |
| 55 | Leung, Raymond Man Ho 梁文豪 | M | Rep | 2004-07-12 | ||
| 56 | Leung, Wing Hang (SFC:BRU664) 梁永恒 | Rep | 2021-10-18 | 2022-12-31 | ||
| 57 | Li, Grace Yu Fun 李如歡 | F | Rep | 2007-10-09 | 2008-01-18 | |
| 58 | Li, Man (SFC:BKX346) 李曼 | Rep | 2021-11-24 | 2022-12-31 | ||
| 59 | Li, Pui Shan 李佩珊 | Rep | 2006-05-25 | 2008-01-18 | ||
| 60 | Lim, Wai Ching 林瑋楨 | Rep | 2005-11-28 | 2006-08-17 | ||
| 61 | Lo, Isaac Wan Wai 盧運威 | M | Rep | 2004-04-01 | ||
| 62 | Lo, Sin Sin 羅倩倩 | Rep | 2020-09-22 | 2020-11-20 | ||
| RO | 2020-11-20 | 2022-12-31 | ||||
| 63 | Luk, Linda Wing Sze 陸穎詩 | F | Rep | 2003-11-25 | ||
| 64 | Luo, Xi (SFC:BAE895) 羅希 | Rep | 2021-10-18 | 2022-12-31 | ||
| 65 | Mak, Hau Sum 麥巧心 | Rep | 2004-04-15 | 2008-01-18 | ||
| 66 | Peng, Han (SFC:BEZ915) 彭瀚 | Rep | 2015-02-18 | 2022-12-31 | ||
| 67 | Reyes, Ethylyn G | F | Rep | 2004-04-01 | ||
| 68 | Saran, Phillip Howard Hasenfus 郝振毅 | M | Rep | 2020-01-24 | 2022-12-31 | |
| 69 | Shin, Hee Jai 申熙才 | Rep | 2014-06-17 | 2022-12-31 | ||
| 70 | Singh, Raj Kumar (SFC:AYD306) | M | Rep | 2016-10-17 | 2018-05-11 | |
| RO | 2018-05-11 | 2022-12-31 | ||||
| 71 | Singh, Suresh Kumar (SFC:AXY243) | M | Rep | 2016-09-13 | 2022-12-31 | |
| 72 | Sinn, Ringo Pak Ming 冼百明 | M | RO | 2005-10-31 | 2009-01-16 | |
| 73 | Sum, Hong Ning 沈康寧 | Rep | 2006-08-14 | 2007-04-20 | ||
| 74 | Sung, Wai Kit 宋韋傑 | Rep | 2003-05-03 | |||
| Rep | 2007-10-09 | 2008-01-18 | ||||
| 75 | Sze, Woon Sang 史煥生 | Rep | 2013-12-03 | 2015-04-15 | ||
| 76 | Tan, Lim Heng 陳林興 | 73 | M | RO | 2004-03-27 | |
| 77 | Tsang, Yuen Ling 曾琬玲 | Rep | 2007-05-02 | 2008-01-18 | ||
| 78 | Wan, David Yu Ming 尹宇明 | M | Rep | 2003-07-15 | ||
| 79 | Wan, Howe Chung | RO | 2019-03-18 | 2019-10-09 | ||
| Rep | 2019-10-09 | 2022-12-31 | ||||
| 80 | Wang, Xi (SFC:AON741) 王曦 | Rep | 2013-01-14 | 2013-04-05 | ||
| RO | 2013-04-05 | 2023-10-25 | ||||
| 81 | West, Kenneth Kirk | M | RO | 2008-11-28 | 2023-10-25 | |
| 82 | Wong, Bernie Chi Ho 黃熾豪 | Rep | 2006-08-28 | 2008-01-18 | ||
| 83 | Wong, Kwok Chun 黃國俊 | Rep | 2004-01-02 | |||
| 84 | Wong, Monica Mo Lan 黃慕蘭 | F | Rep | 2006-06-14 | 2008-01-18 | |
| 85 | Wong, Noel Yuk Fong 黃玉芳 | M | Rep | 2005-06-02 | ||
| 86 | Wong, Pui Kei 王珮琪 | Rep | 2006-04-20 | 2008-01-18 | ||
| 87 | Wong, Tak Cheong (SFC:ABU618) 黃德昌 | Rep | 2004-03-12 | |||
| 88 | Wong, Ying Fun (SFC:AMQ721) 黃應勳 | Rep | 2005-11-02 | 2006-12-23 | ||
| 89 | Woo, John Kwok Kwong 胡國光 | M | Rep | 2006-07-31 | 2007-09-01 | |
| 90 | Woo, Johnny Pak On 胡柏安 | Rep | 2004-07-12 | |||
| 91 | Xiao, Yang (SFC:ARO451) 蕭楊 | Rep | 2013-03-08 | 2020-05-23 | ||
| 92 | Yang, Fan (SFC:BDD668) 楊帆 | Rep | 2014-04-01 | 2018-04-25 | ||
| 93 | Ye, Junrui 叶俊睿 | Rep | 2018-11-12 | 2022-12-31 | ||
| 94 | Yeung, Pui Ching 楊佩貞 | Rep | 2007-08-06 | 2008-01-18 | ||
| 95 | Yu, Adrian Yiu Kuen 余耀權 | M | Rep | 2007-05-02 | 2007-06-01 | |
| 96 | Yu, Ran (SFC:BBR452) 郁然 | Rep | 2013-08-13 | 2022-12-31 | ||
| 97 | Yu, William Norhan 庾諾行 | M | Rep | 2019-09-24 | 2020-11-20 | |
| 98 | Yu, Ying (SFC:BFU726) 余穎 | Rep | 2020-10-19 | 2022-12-31 | ||
| 99 | Yung, Wendy Yuen Ting 翁婉婷 | F | Rep | 2003-10-25 | ||
| 100 | Zhang, Yifan (SFC:BIR398) 張一凡 | Rep | 2019-09-11 | 2022-12-31 |
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