GUOYUAN CAPITAL (HONG KONG) LIMITED 國元融資(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Chan, Andy Wai Kit 陳偉傑			RO	2014-10-30	2023-07-31
2	Ko, Christine Ying 高英		F	Rep	2014-10-30	2015-05-13
3	Lee, Alan Yiu Chung 李耀宗		M	RO	2014-10-30	2016-02-19
4	Li, Wai Kuen 李惠娟			RO	2014-10-30	2020-03-31

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