Stifel Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Au Yong, Haw Rer 歐陽浩日 Rep 2019-05-03 2021-04-06
2 Bai, Jingjing 白晶晶 RO 2011-10-20 2014-01-31
3 Chan, Jackson Wai Kwok 陳維國 M Rep 2014-04-14 2014-06-10
RO 2014-06-10 2020-08-14
4 Chan, Sui Na Lois 陳穗娜 Rep 2015-09-21 2015-12-23
5 Kaushik, Raghav Rep 2018-06-14 2022-06-22
6 Kim, Jung-Su Rep 2019-06-03
7 Kurz, Julian Ogden M Rep 2012-10-19 2015-10-30
Rep 2017-12-15 2020-08-14
8 Lai, Juliana Wing Chi 黎泳芝 F Rep 2012-08-27 2017-05-06
9 Lerner, Christopher Paul M Rep 2012-04-24 2013-05-16
RO 2013-05-16 2020-10-27
10 Love, David Maddux M RO 2011-10-20 2013-06-03
RO 2014-01-24 2015-07-01
11 Sunderland, Bradford Morimura 苏晓德 Rep 2019-07-30 2020-12-17
12 Tian, Ye (SFC:BKL555) 田野 Rep 2017-08-25 2018-02-24
13 Tyrangiel, Robin Noah M Rep 2013-01-21 2018-09-22
14 Yang, Jing (SFC:ARH995) 楊婧 Rep 2017-09-14 2021-11-23
15 Yu, Thomas Ka Ming 余家明 M Rep 2019-03-21 2020-10-15

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