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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Chung, Cann Hoi Man 鍾海汶			RO	2018-06-29	2021-02-04
2	Lee, Huk Bun 李學斌			Rep	2019-07-04
3	Nath, Virendra			RO	2018-06-29
4	Tam, Pui Chi (SFC:AFT247) 譚佩芝			Rep	2018-08-14	2021-02-03
				RO	2021-02-03

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