KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 凱基財富管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	An, Zhen 安鎮			Rep	2007-07-05	2009-12-07
2	Chan, Kit Tak 陳傑德			Rep	2008-10-02	2010-08-17
3	Chan, Sai Hung 陳世雄			Rep	2009-12-23	2017-10-02
4	Chan, Shuk Lai 陳淑麗			Rep	2007-07-10	2007-08-01
5	Chan, Sze Ting (SFC:AVW227) 陳思婷			Rep	2010-09-13	2013-04-10
6	Chan, Tsang Shing (SFC:AOT840) 陳增城			Rep	2007-05-07	2008-07-07
7	Chan, Winnie Wun-yin 陳韻妍		F	Rep	2010-08-26	2017-10-02
8	Chan, Yi Hsiung 詹儀雄	41	M	Rep	2008-04-17	2008-10-01
9	Chang, Chia-Chen 張家真			Rep	2006-10-26	2012-03-01
10	Chang, Karen (SFC:AVF578) 張恩慈		F	Rep	2010-06-28	2017-10-02
11	Chang, Tai-Yun 張台雲			Rep	2007-08-07	2008-06-01
12	Chang, Yao-Jen 張耀仁			Rep	2004-04-14	2004-07-13
				Rep	2005-05-19	2009-12-19
13	Chao, Chun-Yi 趙文綺			Rep	2006-10-04	2017-10-02
14	Chao, Shu-Li 趙舒悧			Rep	2006-10-05	2009-10-16
15	Che, Chuan-Chih 車傳治			Rep	2006-10-04	2016-08-01
16	Chen, Chien Chih 陳建智			Rep	2007-09-14	2007-10-08
				RO	2007-10-08	2009-01-01
17	Chen, Chin-Hui 陳金輝			Rep	2008-09-11	2011-08-06
18	Chen, Chin-Hwa 陳靜華			Rep	2006-10-05	2012-02-01
19	Chen, Chun Wei (SFC:ANL052) 陳俊瑋			Rep	2007-08-02	2010-08-19
20	Chen, Fu-Tung 陳福東			Rep	2007-01-24	2017-10-02
21	Chen, Hung Chun 陳弘峻			Rep		2005-02-23
22	Chen, Jou-hsun 陳柔勳			Rep	2012-10-05	2017-10-02
23	Chen, Kuo An 陳國安			Rep	2005-12-30	2006-07-28
24	Chen, Louis Chun Jui 陳君瑞		M	Rep	2007-09-04	2008-04-01
25	Chen, Mei-Chun (SFC:AOG218) 陳玫君			Rep	2007-02-08	2009-12-01
26	Chen, Nan-Shou			Rep	2010-12-10	2017-10-02
27	Chen, Ping Yu 陳品妤			Rep	2006-10-27	2008-03-14
				RO	2012-12-03	2015-06-01
28	Chen, Shin-Fang 陳昕方			Rep	2006-11-13	2008-07-01
29	Chen, Te Ming (SFC:ARE447) 陳德民			Rep	2008-06-19	2009-04-16
30	Chen, Yen Hwa 陳燕華			Rep	2005-09-30	2009-12-19
31	Chen, Yen-Ni (SFC:ASL752) 陳彥霓			Rep	2009-03-20	2009-06-01
32	Chen, Yi Jung (SFC:ASL753) 陳怡蓉			Rep	2009-02-26	2009-06-01
33	Chen, Yi-Chun Jessica 陳怡君			Rep	2008-12-29	2010-07-01
34	Chen, Yin-Tzu 陳盈慈			Rep	2008-07-09	2011-08-10
35	Cheng, Carson King Fung 鄭景丰			Rep		2004-08-02
36	Cheng, Kwok Chun 鄭國駿			Rep		2003-06-11
37	Cheung, Kwok Sing (SFC:AJF556) 張國聲			Rep	2007-07-25	2007-09-01
38	Cheung, Nga Li 張雅莉			Rep	2006-04-18	2009-12-19
39	Chiou, Shun-Hui 邱舜慧			Rep	2007-01-15	2012-03-01
40	Chiu, Leo Yung 焦勇		M	Rep	2008-05-15	2008-07-26
41	Chiu, Sherman Hin Fung 趙衍鋒	36	M	Rep	2005-10-25	2010-05-09
42	Cho, Shih-Ming 卓師銘			Rep	2010-12-10	2017-10-02
43	Cho, Wai Fai 曹偉輝			Rep	2009-12-23	2017-10-02
44	Chou, Sheng-Yuan 周聖淵			Rep	2007-01-16	2017-10-02
45	Chou, Shu-Huei 周淑恵			Rep	2007-01-26	2012-09-01
46	Chou, Tzu-Fang 周子方			Rep	2008-05-05	2011-06-01
47	Chow, Alice Wai Yin 周慧妍		F	Rep	2005-11-28	2009-12-19
48	Chum, Ting Pong 覃定邦			Rep		2003-05-27
49	Chung, Hsiang-Po 鍾香珀			Rep	2007-01-16	2017-10-02
50	Chung, Miao-Ling 鍾妙玲			Rep	2008-06-18	2008-10-01
51	Dong, Liping 董麗萍			Rep	2012-12-06	2016-05-26
52	Feng, Lei Ming 馮雷明	55	M	Rep	2003-06-25	2003-07-30
				RO	2003-07-30	2011-03-08
53	Foong, Hock Meng			RO	2010-04-23	2017-10-02
54	Fung, Man Tak 馮文德			Rep	2010-03-19	2011-04-09
55	Fung, Yiu Kai 馮耀楷			Rep		2009-12-19
56	Guo, Longfei 郭龍飛			Rep	2012-12-04	2014-03-25
57	Guo, Xiaoxuan 郭筱璇			Rep	2011-09-12	2012-10-23
58	Heung, Wing Fai 香榮輝			Rep		2009-12-19
59	Ho, Chi Feng 何奇峯			RO		2005-08-03
60	Ho, Chia-Chi 何佳琪			Rep	2008-01-28	2008-04-19
61	Ho, Ying-Chih 何英志			Rep	2007-05-29	2007-06-27
				RO	2007-06-27	2009-09-01
62	Hou, Yung-Shun 侯永順			Rep	2012-10-05	2017-10-02
63	Hsieh, Ya-Hui 謝雅卉			Rep	2008-04-16	2015-07-30
64	Hsu, Cheng-Feng 許正鋒			Rep	2006-10-04	2008-02-21
65	Hsu, Chih-Wei 許志偉			Rep	2008-08-27	2009-12-19
66	Hsu, Chung-Huan 徐崇恒			Rep	2008-08-27	2009-12-19
67	Hsu, Li Chen 徐莉珍			Rep	2008-05-16	2013-03-18
68	Hsu, Li-Yueh 許瓈月			Rep	2012-10-05	2017-10-02
69	Hu, Zhaoling 胡昭玲			Rep	2008-07-15	2009-08-13
70	Huang, Chien-Chung 黃建中			Rep	2006-10-11	2006-10-21
71	Huang, Hsin-Cheng 黃信誠			Rep	2008-07-10	2009-10-16
				Rep	2012-03-27	2017-10-02
72	Huang, Hsiu Jung 黃秀蓉			Rep	2007-01-25	2009-12-19
73	Huang, Hsiu Ling 黃秀玲			Rep	2008-07-31	2010-07-01
74	Huang, Mei-Ching (SFC:ARA866) 黃美靜			Rep	2008-06-03	2009-01-01
75	Huang, Ming-Chung 黃明鐘			Rep	2007-09-06	2017-10-02
76	Huang, Po-Wen (SFC:AOE628) 黃柏雯			Rep	2007-01-15	2017-10-02
77	Huang, Sheng-Lung 黃勝隆			Rep	2006-10-06	2017-10-02
78	Huang, Ying-Hui 黃鶯慧			Rep	2008-06-03	2009-12-01
79	Huang, Yu Yuan 黃裕元			Rep	2007-12-27	2017-10-02
80	Hui, Kwun Hei 許冠熙			Rep	2010-03-04	2017-10-02
81	Hui, Tak Tsun 許德俊			Rep	2009-10-28	2013-05-25
82	Hung, Chien-Chou 洪健洲			Rep	2007-06-21	2017-10-02
83	Ip, Chi Kei 葉智基			Rep	2007-08-22	2007-11-05
84	Kei, Siu Hung 紀少雄			Rep		2003-06-24
85	Kong, Ki Fung (SFC:AMF054) 江琦峰			Rep	2009-12-14	2014-03-03
86	Ku, Ching Heung 古清香			Rep	2008-05-30	2014-03-01
87	Ku, Shih-Lin 谷世麟			Rep	2008-06-03	2008-11-07
88	Kuo, Ping-Hung 郭炳宏			Rep	2008-03-10	2017-10-02
89	Kwan, Addy Chun Fai 關俊輝			Rep	2010-03-04	2017-10-02
90	Kwok, Henry Hing Vie 郭慶威		M	Rep		2005-02-01
91	Kwok, Sze Ho 郭子豪			Rep	2008-09-30	2010-04-01
92	Kwong, Keith Chin Cheung 鄺展翔		M	Rep	2012-10-16	2015-08-27
93	Kwong, Kin Leung 鄺建良			Rep	2010-03-04	2017-10-02
94	Kwong, Man Bun 鄺民彬			RO	2010-08-30	2017-10-02
95	Lai, Hiu Yik 賴曉憶			Rep	2006-06-23	2008-05-09
96	Lai, Sin Chong 黎善昌			Rep	2008-06-11	2009-01-01
97	Lam, Chui Wah 林翠嘩			Rep	2011-06-30	2012-03-23
98	Lam, Hiu Tung (SFC:AGA339) 林曉東			Rep		2010-08-03
99	Lam, Man Ling 林文玲			Rep	2004-09-24	2010-09-27
100	Lam, She Yan 林舒欣			Rep	2011-04-18	2011-10-30
101	Lau, Daniel Cheung Ka 劉長加		M	Rep	2011-02-23	2012-10-03
102	Lau, Hon Hing 劉漢興			Rep	2010-04-12	2011-01-20
103	Law, Himson Shun Him 羅信謙			Rep	2012-10-09	2014-12-06
104	Lee, Man Sik 李文軾			RO	2010-03-08	2017-10-02
105	Lee, Ming Dah 李明達		M	Rep	2005-03-04	2005-07-25
106	Lee, Sebastian Sze Hang 李思行		M	Rep	2009-12-23	2017-10-02
107	Lee, Shu-Ching 李淑菁			Rep	2006-10-20	2008-05-09
108	Lee, Simon Shiu Man 李紹文		M	Rep	2009-03-10	2009-06-16
109	Lee, Sin Man (SFC:APV763) 李善文			Rep	2009-12-23	2017-10-02
110	Lee, Siu Lun (SFC:ABN376) 李兆麟			RO	2010-03-08	2017-10-02
111	Leung, Shing Wai (SFC:ACZ462) 梁成偉			Rep		2003-08-22
112	Li, Eric Ting Ho 李廷荷		M	Rep	2003-10-21	2009-11-16
113	Li, Hon Kay 李漢基			Rep		2003-05-20
114	Li, Wei Yang (SFC:AOU195) 李維揚			Rep	2007-05-16	2015-10-01
115	Liang, Hsiu-Yun 梁綉雲			Rep	2007-06-04	2010-07-01
116	Liao, Chia-Hui 廖家慧			Rep	2008-06-03	2009-02-01
117	Liao, Yung-Chi 廖永祺			Rep	2006-07-28	2009-12-19
118	Lin, Chakun 林嘉焜			Rep	2007-05-16	2008-04-01
119	Lin, Chia-Lin 林佳霖			Rep	2010-12-10	2011-04-02
120	Lin, Hsi-Che 林希哲			Rep	2008-04-11	2009-04-01
121	Lin, Hsiu-An 林修安			Rep	2007-06-15	2009-08-01
122	Lin, Hsueh Yen 林雪燕			Rep	2008-06-02	2008-08-29
123	Lin, I-Chen (SFC:AOU455) 林怡貞			Rep	2007-05-16	2009-02-01
124	Lin, I-Fang 林奕芳			Rep	2007-04-02	2017-10-02
125	Lin, Shu-Jung 林淑蓉			Rep	2006-10-05	2009-12-01
126	Lin, Yi-Chun (SFC:AQB145) 林怡君			Rep	2007-12-27	2009-02-01
127	Lin, Yi-Ju (SFC:ANT962) 林宜儒			Rep	2006-10-05	2013-07-01
128	Lin, Yi-Ju (SFC:AOJ451) 林怡如			Rep	2007-06-13	2010-10-28
				Rep	2011-05-23	2011-06-02
129	Lin, Yu-Ying 林郁瑩			Rep	2008-06-16	2008-10-01
130	Liu, Da Wei (SFC:ANU281) 劉大偉			Rep	2006-10-04	2017-10-02
131	Liu, Kao-Jen 柳高仁			Rep	2007-12-27	2009-02-01
132	Liu, Miao (SFC:BAK406) 劉淼			Rep	2012-11-06	2013-01-26
133	Liu, Shih-Chi 劉世祺			Rep	2008-06-19	2010-06-19
134	Lo, Betty Wai Man 盧慧敏		F	Rep	2012-11-23	2013-02-16
135	Lo, Hsiao-Lin 羅曉玲			RO	2007-07-04	2009-08-01
136	Lo, Ka Chiu 盧嘉昭			Rep		2005-09-08
				RO	2005-09-08	2009-12-19
137	Lo, King Wa 盧景華			Rep	2006-06-23	2011-04-11
138	Lo, Pei-Chi 羅珮琦			Rep	2011-04-26	2014-09-27
139	Lu, Hsiao Wen 魯曉玟			Rep	2009-02-19	2009-12-01
140	Man, Po Kong 文普綱			Rep	2012-12-18	2012-12-19
141	Mok, Ka Fan 莫嘉勳			Rep	2012-11-23	2015-11-01
142	Ng, Hing Lok 吳卿樂			Rep	2010-05-19	2010-09-11
143	Ng, Hon Choi 吳漢材			Rep	2004-12-18	2006-03-29
144	Ng, Priscilla May Wah 吳美華		F	Rep	2007-03-13	2009-05-26
145	Ng, Tsz Kin (SFC:AZD014) 吳子健			Rep	2012-04-02	2012-07-15
146	Ou Yang, Kuo Ruei 歐陽國瑞			Rep	2008-11-06	2009-05-15
				RO	2009-05-15	2010-04-01
				Rep	2010-04-01	2010-07-30
				RO	2010-07-30	2012-12-07
147	Qiu, Hoi Fung 丘海峰			Rep	2006-07-19	2007-10-03
148	Shen, Chiung-Fang 沈瓊芳			Rep	2007-01-18	2012-04-15
149	Shih, Hung-Chun 時宏君			Rep	2005-06-13	2006-01-06
150	So, Wai Leung 蘇偉良			RO		2004-06-01
151	Su, Chin-Chih 蘇靜枝			Rep	2012-10-05	2017-01-01
152	Su, Li-Lin 蘇麗鈴			Rep	2010-12-10	2017-10-02
153	Su, Tzu-Fan 蘇芷凡			Rep	2009-05-18	2010-01-21
154	Su, Yazhong 蘇亞中			Rep	2006-04-18	2009-12-19
155	Suei, Feng-Jih 隋風致	43	M	Rep	2007-04-02	2009-03-02
				RO	2009-03-02	2009-11-01
156	Sum, Wilfred Wai Kei 岑偉基	48	M	Rep	2003-09-04	2004-05-19
				RO	2004-05-19	2008-04-21
157	Sun, Anthony Chuen Wah 孫村華		M	Rep	2004-02-10	2005-01-21
158	Sung, Ching Hua 宋清華			RO	2007-05-07	2013-03-15
159	Sze, Albert Chun Hong 施振康		M	Rep	2011-10-12	2011-12-19
				RO	2011-12-19	2014-10-10
160	Tai, Chuan-Huang 戴傳晃			Rep	2008-03-10	2009-02-01
161	Tan, Chia Tien 譚家典			Rep	2004-08-03	2009-03-01
162	Tan, E Wuen 陳儀雯			Rep	2008-04-17	2009-12-19
163	Tang, Kwan Chung 鄧君仲			Rep		2003-09-26
164	Tong, Ngai Fung 湯毅鋒			Rep	2008-01-14	2017-10-02
165	Tsai, Ming-Chin 蔡明瑾			Rep	2008-06-26	2009-02-01
166	Tsai, Ming-Hsiao 蔡明孝			Rep	2011-08-03	2016-07-06
167	Tsang, Man Shun 曾文舜			RO	2004-06-15	2005-01-03
168	Tse, Shek Hang 謝碩恆			Rep	2003-05-28	2004-05-06
169	Tseng, Chieh-Ping 曾潔萍			Rep	2006-10-05	2008-07-26
170	Tseng, Jen-Mei 曾仁美			Rep	2007-01-26	2012-02-01
171	Tseng, Ko 曾科			Rep	2008-02-26	2009-04-11
172	Tsui, Marko Ying Kit 徐英傑			Rep		2003-05-27
173	Tsui, Moon Kwong 徐滿光			Rep	2004-09-22	2004-10-20
				Rep	2004-10-25	2004-10-25
174	Tuan, Shu Jen 段樹仁			RO	2006-10-05	2009-03-16
175	Ueng, Yih-Ling 翁藝玲			Rep	2008-05-05	2009-10-16
176	Wang, Pei-Chi 王培輯			Rep	2012-10-09	2015-10-01
177	Wang, Yayuan 王雅媛	27	F	Rep	2008-08-11	2009-04-04
178	Wang, Yun-Ping 王允平			Rep	2004-09-16	2007-03-01
179	Wei, Szu-Chia 韋思佳			Rep	2006-10-06	2011-08-06
180	Weng, Chien-Tsang 翁健藏			Rep	2007-10-15	2011-01-13
				RO	2011-01-13	2011-06-01
181	Wong, Choi Fat 黃再發			Rep	2009-09-08	2009-12-19
182	Wong, David Kam Suen 王鑑旋		M	Rep	2010-12-24	2011-04-01
183	Wong, Ka Hong 黃家康			Rep	2009-03-25	2009-06-06
184	Wong, Wah (SFC:AFD156) 王華			RO		2009-12-19
185	Wong, Wing Sang (SFC:AOE629) 王穎生			Rep	2007-01-16	2009-08-01
186	Wong, Yuen Yee (SFC:APB469) 王阮儀			Rep	2009-12-23	2017-09-30
187	Wong, Yuk Ming (SFC:ARH217) 黃玉明			Rep	2008-08-18	2009-01-01
188	Wu, Chang-Jen 吳昌仁			Rep	2006-05-26	2007-03-01
189	Wu, Daniel I Kwei 吳一揆		M	Rep	2004-08-30	2005-05-30
				RO	2005-05-30	2005-10-07
190	Wu, Huey-Ming 吳慧明			Rep	2005-04-25	2005-11-15
191	Wu, Kun-Lung 吳焜龍			Rep	2008-05-30	2009-12-19
192	Wu, Shu-Fang 吳淑芳			Rep	2010-12-10	2011-04-02
193	Wu, Weimin (SFC:AZK393) 吳偉敏			Rep	2012-10-16	2013-03-29
194	Wu, Yang-Jen 吳楊仁			Rep	2007-01-16	2017-10-02
195	Wu, Yi Chieh 吳怡潔			Rep	2007-09-25	2013-04-18
196	Wung, Sheng-Bin 翁勝彬			Rep	2008-03-27	2008-11-17
				RO	2008-11-17	2009-12-19
197	Yang, Li-Shan 楊俐珊			Rep	2007-06-04	2010-07-01
198	Yang, Shu-Hua 楊淑華			Rep	2007-05-16	2008-02-18
199	Yee, Terra Mo Kit 余慕潔			Rep	2006-05-26	2007-05-04
200	Yeh, Hong-I 葉弘毅			Rep	2007-01-18	2008-05-15
201	Yeh, Su-Chen 葉素甄			Rep	2007-06-27	2009-03-17
				RO	2009-03-17	2017-10-02
202	Yeung, Francis Yiu Wah 楊耀華	52	M	Rep	2005-01-28	2005-05-25
				RO	2005-05-25	2009-12-19
203	Yeung, Wai Hung (SFC:AGK505) 楊偉雄			Rep		2004-08-02
204	Yeung, Wan Hei 楊允熙			Rep	2010-03-09	2015-07-03
205	Yi, Wei-Ying 易維英			Rep	2006-10-05	2017-10-02
206	Yiu, Chim Hoi 姚暹開			Rep	2009-04-23	2009-12-19

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