CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Andy Cheuk Wing 陳焯榮 | 40 | M | Rep | 2009-02-18 | 2021-04-15 |
| 2 | Chan, Dennis King On 陳敬安 | M | Rep | 2009-04-16 | 2009-05-28 | |
| 3 | Chan, Mang Kiu 陳漫橋 | Rep | 2006-08-10 | 2007-03-01 | ||
| 4 | Chan, Yin Chi 陳賢馳 | Rep | 2014-06-26 | 2018-03-09 | ||
| 5 | Chen, Xinyu (SFC:AMP260) 陳新宇 | Rep | 2005-10-20 | 2006-06-02 | ||
| 6 | Cheuk, Ho Yeung Gerald 卓浩揚 | Rep | 2011-08-29 | 2015-11-30 | ||
| 7 | Cheung, Danny Tsz Chung 張子聰 | Rep | 2008-05-13 | 2018-03-09 | ||
| 8 | Cheung, David Wai Shun 張為信 | M | Rep | 2005-07-06 | 2011-04-29 | |
| 9 | Cheung, Wai Kuen (SFC:ALQ278) 張偉權 | Rep | 2005-01-14 | 2009-03-20 | ||
| 10 | Chiu, Ronald Lon 趙朗 | M | Rep | 2010-10-04 | 2018-03-09 | |
| 11 | Chung, Wai Shing (SFC:AFP827) 鍾偉誠 | Rep | 2005-05-30 | 2007-04-24 | ||
| 12 | Fung, Raymond Koon Bong 馮冠邦 | M | Rep | 2009-04-14 | 2009-05-28 | |
| 13 | Gonzalez Morales, Diego Alejandro 龔兆朗 | 32 | M | Rep | 2014-02-04 | 2018-12-01 |
| 14 | Ho, Alvin Man 何敏 | 47 | M | RO | 2009-10-30 | |
| 15 | Hsu, Shu-Ting 許淑婷 | Rep | 2009-09-04 | 2014-08-22 | ||
| 16 | Huang, Danyi (SFC:BAF173) 黃丹誼 | Rep | 2012-09-17 | 2018-05-02 | ||
| 17 | Hung, Iris Mei Ha 孔美霞 | F | Rep | 2006-09-11 | 2008-12-03 | |
| RO | 2008-12-03 | 2014-12-31 | ||||
| 18 | Ip, Laurence Yegene 葉奕雋 | M | Rep | 2008-03-13 | 2015-08-14 | |
| 19 | Ko, Carmen Kun Mun 高堃敏 | F | Rep | 2011-09-09 | 2012-06-02 | |
| 20 | Lam, Erica Joyce (SFC:AQX491) | F | Rep | 2008-04-29 | 2014-04-08 | |
| 21 | Lam, Lawrence Wai Keung 林偉強 | M | Rep | 2009-04-16 | 2009-05-28 | |
| 22 | Lam, Simon Yee-Kai 林以佳 | M | Rep | 2010-03-23 | 2011-05-20 | |
| 23 | Lam, Steve Kwok Leung 林國樑 | M | Rep | 2006-05-25 | 2006-06-07 | |
| 24 | Lau, Yip Man 劉業民 | Rep | 2008-05-19 | 2013-09-01 | ||
| 25 | Lee, Chia Huan | Rep | 2008-03-19 | 2021-07-20 | ||
| 26 | Lee, Seng Chow 李成就 | Rep | 2004-10-19 | 2006-06-09 | ||
| 27 | Leonard, Juliana Veronica | F | Rep | 2011-09-01 | 2016-09-09 | |
| 28 | Leung, Colin Kwok Hai 梁國希 | M | Rep | 2009-04-22 | 2009-05-28 | |
| 29 | Li, Koon Lok 李冠樂 | Rep | 2015-06-01 | 2018-07-11 | ||
| 30 | Li, On Ki 李安琪 | Rep | 2006-02-03 | 2018-03-09 | ||
| 31 | Lim, Wen-tzen 林紋正 | Rep | 2010-03-29 | 2016-09-24 | ||
| 32 | Lin, Peicong 林培聰 | 40 | M | Rep | 2006-02-24 | 2016-12-16 |
| 33 | Man, Hau Shing 文孝誠 | Rep | 2005-06-27 | 2007-04-04 | ||
| 34 | McCoy, Michael Andrew | M | Rep | 2006-07-12 | 2009-01-01 | |
| Rep | 2012-10-12 | 2014-11-12 | ||||
| RO | 2014-11-12 | 2019-12-31 | ||||
| 35 | Nakamura, Ryoko | Rep | 2009-11-12 | 2011-07-20 | ||
| 36 | Ng, Gary Jit Meng | M | Rep | 2011-09-15 | 2011-12-20 | |
| 37 | Nguyen, Kim Thi | Rep | 2006-09-28 | 2010-10-27 | ||
| 38 | Pang, Elaine Yee Lai 馮怡麗 | F | Rep | 2009-04-16 | 2009-05-28 | |
| 39 | Paterson, James Willock | M | Rep | 2005-11-02 | 2006-01-30 | |
| 40 | Pattar, Jasvinder Singh | 58 | Rep | 2004-09-07 | 2004-10-25 | |
| RO | 2004-10-25 | 2018-07-14 | ||||
| 41 | Phen, Vincent Chun Shing 彭鎮城 | 40 | M | Rep | 2007-03-13 | 2009-04-24 |
| 42 | Price, Josephine (1954) 潘佐芬 | 62 | F | RO | 2008-06-01 | |
| Rep | 2008-06-01 | 2008-07-07 | ||||
| 43 | Seaver, Christopher Burrill | M | RO | 2010-05-31 | 2014-06-30 | |
| 44 | Tam, Pui Chi (SFC:AFT247) 譚佩芝 | Rep | 2006-06-07 | |||
| RO | 2006-06-07 | 2008-06-01 | ||||
| Rep | 2008-06-01 | 2011-09-22 | ||||
| RO | 2011-09-22 | 2013-06-29 | ||||
| 45 | Tan, Keng Hui | Rep | 2004-09-23 | 2007-12-30 | ||
| Rep | 2008-02-25 | 2011-08-14 | ||||
| 46 | Tang, Miranda Ka Yee 鄧嘉儀 | F | RO | 2019-07-05 | ||
| 47 | Tsai, Teddy Hong Teh | M | Rep | 2008-03-27 | 2010-05-19 | |
| 48 | Wang, Eric Bing 王兵 | M | Rep | 2009-03-31 | 2011-12-30 | |
| 49 | Weston, Simon Michael | M | Rep | 2010-09-03 | 2015-03-31 | |
| 50 | Wong, Linda Tsz Kwan 王子君 | F | Rep | 2009-04-21 | 2009-05-28 | |
| 51 | Woo, Samuel Wing Sum 胡穎森 | M | Rep | 2004-12-10 | 2013-02-09 | |
| 52 | Yung, Lap Hang (SFC:AER415) 容立恆 | Rep | 2015-09-16 | 2019-07-03 |
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