Leading Securities Company Limited 立鼎證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Cheng, Shih-Jen 鄭世仁 | RO | 2013-06-04 | 2013-08-12 | ||
| 2 | Chow, Inez Yan 周茵 | F | RO | 2013-10-10 | 2015-02-06 | |
| 3 | Chow, Kai Wui 周啟匯 | Rep | 2015-08-31 | 2016-01-31 | ||
| 4 | Lin, Ni (SFC:BAL766) 林昵 | Rep | 2013-02-21 | 2014-11-12 | ||
| RO | 2014-11-12 | 2015-05-04 | ||||
| 5 | Macintosh, Andrew Keith | M | RO | 2013-02-21 | 2014-12-31 | |
| 6 | McDonald, Nicholas William | M | RO | 2015-02-12 | 2016-02-01 | |
| 7 | Ng, Wai Kwong (SFC:AWP695) 伍偉光 | Rep | 2015-03-03 | 2015-05-05 | ||
| 8 | See, Anne Yu 施柔安 | F | Rep | 2014-01-14 | 2014-03-27 | |
| RO | 2014-03-27 | 2014-04-17 | ||||
| 9 | Sheather, Neil John | M | RO | 2015-01-06 | 2016-01-15 | |
| 10 | Wai, Anthony Bosco Sze Yuen 韋思源 | M | Rep | 2013-12-18 | 2014-05-09 | |
| RO | 2014-05-09 | 2015-04-24 | ||||
| 11 | Wong, Arthur Kai Chung 王啟聰 | M | RO | 2013-02-21 | 2014-02-28 | |
| 12 | Yeung, Siu Hang (SFC:BAO008) 楊少恒 | Rep | 2014-01-16 | 2014-04-30 |
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