Bell Potter Securities (HK) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Bamber, Richard Mark Anthony		M	RO	2012-10-29	2012-12-31
2	Brice, Christopher Richard		M	RO	2012-12-31	2018-04-30
3	Holloway, Mitchell Leslie		M	Rep	2017-06-09	2019-04-29
4	Kirton, Daniel Earle William		M	RO	2012-10-29
5	Ng, Jason Li Sheng		M	Rep	2019-04-16	2020-06-21
6	Shum, Katharine Ka Wai 沈嘉慧		F	Rep	2012-11-07	2016-08-02
				RO	2016-08-02	2018-03-30
7	White, Adam Craig Tremain		M	Rep	2017-06-07	2017-11-14
				RO	2017-11-14

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