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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Chang, Peter Yung Kang 張永康		M	RO	2012-11-20	2019-03-01
2	Chung, Siu Wah (SFC:AGC128) 鍾兆華	44	M	Rep	2015-10-08	2015-10-13
				RO	2015-10-13
3	Hui, Pak Chi 許柏芝			Rep	2013-01-14	2015-09-30
4	Tang, Ian Kenneth 鄧正行		M	Rep	2013-01-02	2019-03-18
				RO	2019-03-18	2022-03-31
5	Wang, Yawei (SFC:BAH714) 王亞偉			RO	2012-11-20	2015-11-26
6	Yeung, Chun Yin (SFC:AGK779) 楊俊賢			Rep	2021-08-19	2022-03-28

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