State Street Securities Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Balogh, Stephen Justin M RO 2013-04-22 2015-06-22
2 Chang, Kai Sing 張凱熙 Rep 2013-04-22 2016-08-03
3 Cheng, Chi Yu 鄭致裕 Rep 2014-07-09 2022-07-01
4 Chua, Jansen Wei Kwang M Rep 2013-10-11 2016-05-17
5 Dunphy, Roger Patrick M Rep 2013-07-02 2019-02-01
6 Greaves, Sean Carey M Rep 2014-09-11 2023-09-01
7 Han, William Lin Chour 韓霖疇 M Rep 2013-04-22 2015-04-28
8 Hunter, David Cameron M RO 2013-04-22 2017-10-23
9 Kwok, Suet Ying Lily Vanessa 郭雪英 Rep 2013-04-22 2016-04-15
10 Luk, Wing Yee (SFC:BAN068) 陸穎怡 Rep 2013-04-22 2014-11-22
11 Lyons, Neil Vincent M Rep 2013-12-31 2016-02-09
12 Ma, Ka Lung 馬家龍 Rep 2013-04-22 2016-05-11
13 MacArthur, Matthew M Rep 2013-04-22
14 Ng, Edgar Chi Ngai 吳志毅 M Rep 2013-04-22 2023-03-20
15 Squillacioti, Francesco Mario M RO 2013-04-22 2017-05-25
16 Sun, Yanxia 孫雁霞 RO 2013-04-22 2015-06-30
17 Tam, Wai Ling (SFC:BAN071) 譚惠玲 Rep 2013-04-22 2019-02-01
18 Tse, Wai Ling 謝惠玲 Rep 2013-04-22 2021-07-19
19 Wells, Jason Barrett M Rep 2013-04-22 2018-05-15
20 Yip, Kok Wah (SFC:BAN073) 葉國華 Rep 2013-04-22 2014-02-25
21 York, Paul Robert M RO 2013-04-22 2018-06-05
22 Zhang, Xiaohui (SFC:BAN074) 張曉輝 Rep 2013-04-22 2017-10-23

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