Sprout Asset Management (Asia) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Guo, Yiting 郭怡婷			Rep	2016-12-01	2017-10-26
2	Kwan, Ling Wah 關令華			Rep	2015-04-08	2016-10-27
				RO	2016-10-27
3	Ng, Yuen Ki (SFC:BFB096) 吳琬琪			Rep	2015-04-08	2016-08-29
4	Wong, Gilbert Kin Chun 黃健俊	55	M	RO	2014-12-08	2016-06-07
5	Yuen, Alexander Tak Wai 阮德偉		M	Rep	2015-04-22	2018-05-31
6	Yuen, Anthony Tak Tim 阮德添	63	M	RO	2014-12-08	2021-08-24
7	Yuen, Kin Yuk 阮健毓			RO	2016-09-07	2018-08-31

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