CHARLES SCHMITT & ASSOCIATES LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2003	⚥	Role	From	Until
1	Aiello, Christopher Anthony		M	RO		2005-02-05
2	Lee, Suk Yee (SFC:AFA639) 李淑儀			Rep		2005-02-05
3	Macdougall, Brian Alexander		M	Rep		2004-07-13
4	McLennan, Jennifer Carver	41	F	RO		2004-07-13
5	Schmitt, Charles Lee	58	M	RO		2005-02-05
6	Tong, Kelly Kim Weng 湯金榮	55	M	Rep		2005-02-05
7	Wu, Frederick Tse Wai 吳子惠	62	M	RO		2003-10-24

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