China Innovation Capital Limited 華夏創新資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Cao, Jian (SFC:AFW636) 曹劍			Rep	2014-12-17	2019-04-30
2	Chen, Zhilan 陳芝蘭			RO	2014-07-17	2019-12-31
3	Ching, Tony Kam Fung 程錦豐		M	RO	2015-03-20	2015-11-30
4	Hui, Luk Shing 許祿成			Rep	2015-11-24	2016-03-31
5	Lau, La 劉娜			Rep	2015-06-11	2017-04-30
6	Wang, Lai 王來			Rep	2015-11-24	2020-05-15
7	Yiu, Ming Yee 姚明義			RO	2014-07-17	2015-03-31
				RO	2015-11-06	2020-05-20

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