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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Chang, Kwok Fai 鄭國輝			RO	2020-03-10	2020-07-12
2	Cheng, Yee Kwan (SFC:BOZ197) 鄭義焜			RO	2020-03-10	2020-07-13
3	Cheung, Yiu Kei Philip 張耀其			RO	2020-09-03	2020-12-20
4	Leung, Terry Wai Wa 梁偉華			RO	2020-08-18	2020-12-20
5	Tam, Ka Hong (SFC:BIQ325) 譚家康			Rep	2020-05-06	2020-10-12
				RO	2020-10-12	2020-11-30

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