SM Investment Advisors Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Lee, Victor Hung Bun 李鴻斌		M	Rep	2015-11-24	2015-12-30
				RO	2015-12-30	2019-12-31
2	Litherland, Benjamin Piers Algernon		M	Rep	2016-04-07	2020-02-29
3	Sehgal, Anuj		M	RO	2014-12-03	2021-11-01
4	Shah, Hetalkumar Bipinchandra		M	RO	2014-12-03	2021-11-01

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