Forthright Capital Management Limited 方德資本管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Hsu, Tony Dan 許心達		M	RO	2015-02-02	2019-05-17
2	Shimizu, Yuya 清水雄也			RO	2015-02-02	2015-12-29
3	Tam, Mo Kit (SFC:ABH719) 譚慕潔			Rep	2020-01-14	2020-02-12
				RO	2020-02-12	2022-07-22
4	Tang, James (SFC:AJC669) 鄧民煇		M	RO	2019-08-12	2023-08-21
5	Ting, Xun-Yi 丁訓益			RO	2015-07-24	2017-04-21
6	Warfield, George Richard IV		M	RO	2016-11-29	2020-06-04
7	Zakirov, Nikolay		M	Rep	2017-02-10	2018-03-23
				RO	2018-03-23	2020-02-24

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