DRAGON INVESTMENT ADVISORY COMPANY LIMITED 雲龍資本投資顧問有限公司

• Key Data
• Officers
• Overlaps
• SFC licenses
• ESS

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Tsao, Thomas Shui Cheong 曹瑞昌		M	RO	2016-09-27	2022-03-31
2	Wu, Nelson Chi Chung 胡智聰		M	RO	2016-09-27	2020-01-03
3	Zhai, Jun (SFC:AEW118) 翟雋			RO	2016-09-27

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---