Capital 9 Limited 第九資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Chan, Man Yee (SFC:AFG784) 陳敏儀			Rep	2020-09-07	2020-11-12
				RO	2020-11-12
2	Chan, Shuk Mei (SFC:BEA066) 陳淑媚			Rep	2020-07-30
3	Chu, Tat Hoi 朱達凱			RO	2020-07-16
4	Lai, Cheuk Hong 黎卓匡			RO	2020-07-16	2021-07-01

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