INNOVATION ASSET MANAGEMENT CO., LIMITED 鼎新資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Cheung, Kwok Yuen 張國源			Rep	2019-03-18	2019-03-20
				RO	2019-03-20	2019-06-06
2	Guo, Zhixi			RO	2017-06-08	2019-01-10
3	Huang, Xiaobo (SFC:ALZ455) 黃小波			RO	2017-06-08	2018-07-17
4	Kim, Yong Moon			Rep	2019-06-25	2019-08-19
				RO	2019-08-19	2023-02-22
5	Kuang, Michelle Xia 匡霞		F	RO	2018-09-11
6	Kuang, Tao (SFC:AWL776) 匡濤			Rep	2019-02-18	2023-09-06
7	Long, Yuanyuan 龍元元			Rep	2020-10-21	2020-11-12
8	Sanft, Erwin Ralph (SFC:AED179) 歐文		M	Rep	2017-10-04	2018-01-02

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