GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Cai, Xiaoye 蔡曉曄 | Rep | 2011-08-03 | 2013-10-06 | ||
| 3 | Chao, Ruo Han 趙若涵 | Rep | 2014-01-15 | 2017-09-17 | ||
| 4 | Chen, Yijin (SFC:APD345) 陳義進 | Rep | 2007-06-25 | 2010-09-30 | ||
| 5 | Chen, Yijing (SFC:AXS848) 陳毅菁 | Rep | 2017-07-25 | 2021-03-12 | ||
| 6 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2011-03-08 | ||
| 7 | Cheung, Chun Kin 張俊堅 | Rep | 2017-06-26 | |||
| 8 | Cheung, Kam Hong (SFC:BOX063) 張淦康 | Rep | 2019-10-09 | 2019-11-26 | ||
| 9 | Cheung, Yuk Chu Helen 張昱珠 | Rep | 2020-11-24 | 2022-08-11 | ||
| 10 | Cheung, Yuk Kit 張毓杰 | Rep | 2020-09-30 | 2023-05-02 | ||
| 11 | Chiu, Simon Siu Hung 趙少洪 | M | Rep | 2016-04-08 | 2016-05-20 | |
| RO | 2016-05-20 | 2023-12-31 | ||||
| 12 | Dai, Baiquan 戴柏泉 | Rep | 2018-12-05 | 2019-07-16 | ||
| Rep | 2019-08-15 | |||||
| 13 | Gan, Tian (SFC:AMI240) 甘添 | Rep | 2005-08-03 | 2008-02-01 | ||
| 14 | Guo, Rui (SFC:BDA213) 郭睿 | Rep | 2016-04-14 | |||
| 15 | He, Siyang 賀司洋 | Rep | 2018-08-15 | 2020-07-17 | ||
| 16 | Hong, Mei 洪梅 | Rep | 2012-11-23 | 2020-04-20 | ||
| 17 | Huang, Qijun (SFC:ANR779) 黃奇俊 | Rep | 2006-07-26 | 2010-03-12 | ||
| 18 | Hung, Kwok Chuen 熊國全 | Rep | 2014-06-11 | |||
| 19 | Jiang, Jinzhi (SFC:AIX656) 蔣錦志 | Rep | 2005-01-10 | 2005-05-27 | ||
| 20 | Jiang, Wanning 江皖宁 | Rep | 2018-02-13 | 2019-07-16 | ||
| Rep | 2020-10-08 | 2023-02-10 | ||||
| 21 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-11-11 | 2006-11-11 | ||
| 22 | Kwong, Janet Sau King 江秀琼 | F | Rep | 2016-04-26 | 2019-02-28 | |
| 23 | Lai, Billy Yee Piu 黎以標 | Rep | 2018-10-10 | |||
| 24 | Lam, Ying (SFC:ANL982) 林迎 | Rep | 2006-07-03 | 2009-02-26 | ||
| 25 | Lau, Ho To 劉浩濤 | Rep | 2008-01-18 | 2008-11-14 | ||
| 26 | Lau, Tat Shing 劉達誠 | Rep | 2014-11-19 | 2017-04-28 | ||
| 27 | Law, Chi Pang 羅志鵬 | Rep | 2007-05-03 | 2011-05-07 | ||
| Rep | 2011-10-17 | 2014-05-02 | ||||
| 28 | Lee, Wing Yan (SFC:APH871) 李泳欣 | Rep | 2007-07-27 | 2011-05-07 | ||
| 29 | Li, Guangjie 李光杰 | 52 | M | Rep | 2006-03-08 | 2018-07-06 |
| 30 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | Rep | 2013-10-17 | 2020-11-13 | ||
| 31 | Li, Xun (SFC:BOI538) 李尋 | Rep | 2019-05-03 | 2023-08-20 | ||
| 32 | Li, Yunchang 李云昌 | Rep | 2017-11-22 | 2020-07-16 | ||
| 33 | Li, Zhao (SFC:AYB049) 李招 | Rep | 2011-09-12 | 2013-07-29 | ||
| 34 | Ling, Ka Kin 凌嘉鍵 | Rep | 2013-05-07 | 2017-04-28 | ||
| 35 | Liu, Shuk Hin 廖淑軒 | Rep | 2017-06-16 | |||
| 36 | Liu, Xiaotao (SFC:AXI167) 劉曉韜 | Rep | 2011-05-27 | 2013-05-01 | ||
| 37 | Long, Xiaobo 龍小波 | 54 | M | Rep | 2006-09-04 | 2006-09-27 |
| 38 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2006-07-10 | |||
| 39 | Lu, Shengxi 盧聖喜 | Rep | 2003-10-22 | 2004-03-11 | ||
| Rep | 2006-09-04 | 2006-09-27 | ||||
| 40 | Lui, David 雷昌年 | M | Rep | 2007-05-04 | 2011-04-16 | |
| 41 | Luk, Chun Kin 陸晉建 | Rep | 2011-12-12 | 2012-09-24 | ||
| 42 | Luo, Zhongyan 羅忠雁 | Rep | 2015-02-11 | 2017-06-12 | ||
| 43 | Lyu, Qi 呂奇 | Rep | 2018-02-20 | 2019-02-02 | ||
| 44 | Ma, Kai (SFC:ANU813) 馬凱 | Rep | 2013-11-11 | 2015-12-23 | ||
| RO | 2015-12-23 | 2020-09-23 | ||||
| 45 | Mai, Siwei 麥斯韋 | Rep | 2011-06-01 | 2011-10-19 | ||
| 46 | Mak, Chak Hung 麥澤鴻 | Rep | 2006-05-11 | 2006-06-05 | ||
| RO | 2006-06-05 | 2008-11-14 | ||||
| 47 | Man, Chi Ho (SFC:AQO169) 文志豪 | Rep | 2010-12-31 | 2013-10-13 | ||
| 48 | Man, Judith Chi Tak 文智德 | F | Rep | 2003-10-27 | 2003-12-12 | |
| 49 | Ming, Liang 明亮 | 39 | F | Rep | 2008-05-21 | 2017-12-06 |
| 50 | Mok, Wai Man Derek 莫偉民 | M | Rep | 2008-01-22 | 2010-12-15 | |
| 51 | Nan, Nan (SFC:AXG319) 南楠 | Rep | 2016-05-27 | 2018-09-01 | ||
| 52 | Ng, King Kwong 吳景光 | Rep | 2012-10-24 | 2014-11-11 | ||
| 53 | Ng, Kwong Kei 吳廣基 | Rep | 2008-02-01 | 2008-12-16 | ||
| 54 | Poon, Kai Chung 潘繼宗 | Rep | 2017-03-03 | 2017-08-16 | ||
| RO | 2017-08-16 | 2020-11-30 | ||||
| 55 | Qi, Haiying (SFC:BFB179) 祁海英 | Rep | 2016-11-15 | 2017-03-31 | ||
| RO | 2017-03-31 | |||||
| 56 | Ren, Qiang (SFC:BOJ521) 任強 | Rep | 2019-05-22 | 2021-08-01 | ||
| 57 | San To, Hok Kwan 申屠學軍 | M | Rep | 2003-10-23 | ||
| RO | 2003-10-23 | 2006-03-07 | ||||
| 58 | Shum, Christ Chi Kau 岑智球 | Rep | 2010-05-03 | |||
| 59 | Sun, Yumeng 孫雨朦 | Rep | 2018-02-06 | |||
| 60 | Sung, On Na 宋安娜 | Rep | 2011-05-27 | 2020-08-10 | ||
| 61 | Sze, Yuk Man 施旭雯 | Rep | 2008-01-28 | 2010-05-03 | ||
| 62 | Tang, Davina Tak-wai 鄧德慧 | F | Rep | 2006-12-27 | 2010-04-24 | |
| 63 | Tong, Ka Lai 唐嘉麗 | Rep | 2014-08-29 | 2016-06-12 | ||
| 64 | Tong, Leung Kwing 唐良炯 | Rep | 2010-06-09 | 2012-03-08 | ||
| 65 | Tsang, Chun Kit (SFC:AGI780) 曾駿傑 | Rep | 2019-08-27 | 2019-11-21 | ||
| RO | 2019-11-21 | |||||
| 66 | Tsang, Kwok Yuk 曾國鈺 | 49 | Rep | 2018-04-23 | 2020-10-31 | |
| 67 | Wang, Zhongyu 王鐘煜 | Rep | 2019-06-10 | 2020-09-09 | ||
| 68 | Weng, Fang 翁放 | Rep | 2018-09-28 | 2020-04-20 | ||
| 69 | Weng, Xiyun 翁錫贇 | Rep | 2012-01-03 | 2013-11-25 | ||
| 70 | Wong, Chung Mun 黃仲文 | 62 | M | RO | 2018-09-05 | 2023-05-24 |
| 71 | Woo, Peter 吳培魏 | M | Rep | 2008-11-25 | 2009-04-01 | |
| 72 | Wu, Kaiping (SFC:AKR460) 吳凱平 | Rep | 2004-07-26 | 2005-01-26 | ||
| 73 | Wu, Yang (SFC:ATX173) 吳泱 | Rep | 2010-01-19 | 2010-04-01 | ||
| 74 | Xie, Bo (SFC:BIN468) 解波 | Rep | 2020-09-21 | 2022-10-07 | ||
| 75 | Xie, Liuyi 謝柳毅 | Rep | 2006-09-04 | 2006-09-27 | ||
| 76 | Xu, Lei (SFC:BJU776) | Rep | 2017-06-30 | 2017-11-16 | ||
| RO | 2017-11-16 | 2019-08-06 | ||||
| 77 | Xu, Shiyang 徐詩阳 | Rep | 2015-12-07 | 2019-09-26 | ||
| 78 | Yang, Bohan (SFC:AWH555) 楊博函 | Rep | 2013-10-09 | 2014-02-24 | ||
| 79 | Yau, Stephen Wai Kuen 邱偉權 | M | Rep | 2013-12-19 | 2014-01-27 | |
| 80 | Ye, Yingcong 叶英聰 | Rep | 2016-05-25 | 2018-06-25 | ||
| 81 | Yeung, Pui Yan 楊佩恩 | Rep | 2018-12-20 | |||
| 82 | Yim, Fung 閻峰 | 57 | M | RO | 2020-11-16 | |
| 83 | Yuan, Junping 袁軍平 | Rep | 2005-07-28 | 2008-09-30 | ||
| RO | 2008-09-30 | 2017-09-04 | ||||
| 84 | Yuen, Pui Sze 袁佩詩 | Rep | 2006-05-23 | 2021-09-27 | ||
| 85 | Zhao, Danyang (SFC:AJF586) 趙丹陽 | Rep | 2003-12-24 | 2005-01-05 | ||
| 86 | Zheng, Xiaofen 鄭晓芬 | Rep | 2017-04-25 | 2018-11-15 | ||
| 87 | Zhu, Qizhi 朱奇志 | Rep | 2005-04-20 | 2008-06-12 | ||
| RO | 2008-06-12 | 2009-06-01 |
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